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SMC Global Securities Interview Questions, Process, and Tips

Updated 5 Apr 2025

Top SMC Global Securities Interview Questions and Answers

View all 27 questions

SMC Global Securities Interview Experiences

Popular Designations

45 interviews found

I applied via Recruitment Consultant and was interviewed in Feb 2021. There were 5 interview rounds.

Interview Questionnaire 

10 Questions

  • Q1. What is serialisation?
  • Ans. 

    Serialisation is the process of converting an object into a stream of bytes to store or transmit it over a network.

    • Serialisation is used to save the state of an object and recreate it later.

    • It is commonly used in network communication to transmit data between different systems.

    • Serialisation can be done in different formats such as XML, JSON, or binary.

    • Deserialisation is the opposite process of converting a stream of by

  • Answered by AI
  • Q2. What is action filter and it's type?
  • Ans. 

    Action filter is a feature in ASP.NET MVC that allows you to execute code before or after an action method is executed.

    • Action filters are attributes that can be applied to an action method or controller.

    • There are four types of action filters: Authorization filters, Action filters, Result filters, and Exception filters.

    • Authorization filters are used to authenticate users and restrict access to actions.

    • Action filters are...

  • Answered by AI
  • Q3. What is transaction and it's type?
  • Ans. 

    A transaction is a unit of work that is performed against a database.

    • A transaction is a sequence of one or more SQL operations that are treated as a single logical unit of work.

    • It ensures that either all the operations are completed successfully or none of them are.

    • The four properties of a transaction are Atomicity, Consistency, Isolation, and Durability (ACID).

    • Types of transactions include Implicit and Explicit transa...

  • Answered by AI
  • Q4. Difference between static class and sealed class?
  • Ans. 

    Static class cannot be instantiated and sealed class cannot be inherited.

    • Static class members are accessed using the class name itself.

    • Sealed class can be used to prevent further inheritance of a class.

    • Example of static class: Math class in C#.

    • Example of sealed class: String class in C#.

  • Answered by AI
  • Q5. What is constructor and why we use constructor?
  • Ans. 

    Constructor is a special method used to initialize objects in a class.

    • Constructors have the same name as the class and no return type.

    • They are called automatically when an object is created.

    • They can be used to set default values for object properties.

    • Multiple constructors can be defined with different parameters.

    • Example: public class Person { public Person() { // constructor code } }

  • Answered by AI
  • Q6. Difference between where clause and having clause.
  • Ans. 

    WHERE clause filters rows before grouping, HAVING clause filters groups after grouping.

    • WHERE clause is used with SELECT, UPDATE, DELETE statements.

    • HAVING clause is used with GROUP BY clause.

    • WHERE clause filters rows based on a condition.

    • HAVING clause filters groups based on a condition.

    • WHERE clause is executed before GROUP BY clause.

    • HAVING clause is executed after GROUP BY clause.

  • Answered by AI
  • Q7. What is Interface why we use it?
  • Ans. 

    An interface is a contract that defines the methods and properties that a class must implement.

    • Interfaces provide a way to achieve abstraction in programming.

    • They allow for loose coupling between components.

    • Interfaces can be used to define a common set of methods that multiple classes can implement.

    • Interfaces can be used to achieve polymorphism.

    • Examples of interfaces in Java include Serializable, Comparable, and Runnab

  • Answered by AI
  • Q8. What is function and it's type in SQL?
  • Ans. 

    A function in SQL is a pre-written code that performs a specific task and returns a value.

    • SQL functions can be categorized into scalar, aggregate, and table-valued functions.

    • Scalar functions return a single value based on the input parameters.

    • Aggregate functions return a single value based on a group of rows.

    • Table-valued functions return a table as output.

    • Examples of SQL functions include COUNT, SUM, AVG, MAX, MIN, and

  • Answered by AI
  • Q9. Difference between link button and hyperlink
  • Ans. 

    Link button is a button that looks like a hyperlink but behaves like a button, while a hyperlink is a clickable text or image that redirects to another page.

    • Link button is styled like a button and typically used for actions like submitting a form or triggering a function.

    • Hyperlink is styled like regular text or an image and is used to navigate to another webpage or location.

    • Example: <button>Link Button</button...

  • Answered by AI
  • Q10. What is Cursor?
  • Ans. 

    A cursor is a database object that allows traversal over the rows of a result set.

    • A cursor is used to retrieve and manipulate data row by row.

    • It is commonly used in database management systems.

    • There are two types of cursors: implicit and explicit.

    • An example of using a cursor is iterating through a result set to perform calculations or updates.

    • Cursors can be used to improve performance by reducing the amount of data tra...

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - During Interview be relax

Skills evaluated in this interview

Top SMC Global Securities Software Developer Interview Questions and Answers

Q1. What is constructor and why we use constructor?
View answer (1)

Software Developer Interview Questions asked at other Companies

Q1. Maximum Subarray Sum Problem Statement Given an array of integers, determine the maximum possible sum of any contiguous subarray within the array. Example: Input: array = [34, -50, 42, 14, -5, 86] Output: 137 Explanation: The maximum sum is... read more
View answer (43)
Interview experience
3
Average
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I appeared for an interview in Mar 2025, where I was asked the following questions.

  • Q1. Skill based questions
  • Q2. Communication skills
  • Q3. Previous company experience

Interview Preparation Tips

Interview preparation tips for other job seekers - Good company for freshers and learning capabilities fr broking and securities..but don't join the tamilnadu coimbatore branch is worst.

Relationship Manager Interview Questions asked at other Companies

Q1. How will you market banking products ? Are you willing to work at the ground level ? What are the challenges of marketing at ground level ? How different is it from other kinds of marketing? What did you learn in mba with respect to marketi... read more
View answer (48)
Interview experience
2
Poor
Difficulty level
-
Process Duration
-
Result
-
Round 1 - One-on-one 

(2 Questions)

  • Q1. Difference between pms and aif
  • Q2. What is the meaning of derivatives

Interview Preparation Tips

Interview preparation tips for other job seekers - Good to go for freshers

Equity Dealer Interview Questions asked at other Companies

Q1. How we generate 15000k brokerage from clients If our brokerage is .50?
View answer (8)
Interview experience
3
Average
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Company Website and was interviewed in Oct 2024. There was 1 interview round.

Round 1 - One-on-one 

(2 Questions)

  • Q1. What is your past experience
  • Q2. How many year experience

Equity Advisor Interview Questions asked at other Companies

Q1. 1. Introduction 2. Difference between financial markets and stock market 3. What is stock market 4. What is PE , PB , etc 5. What your goal 6. What is derivatives 7. What is future 8. What is option 9. What is SL 10. What types of stocks 11... read more
View answer (1)

SMC Global Securities interview questions for popular designations

 Equity Dealer

 (8)

 Relationship Manager

 (6)

 Relationship Manager Dealing

 (2)

 Relationship Officer

 (2)

 Assistant Manager

 (2)

 Senior Accounts Executive

 (2)

 Software Engineer

 (1)

 Product Manager

 (1)

Interview Questions & Answers

user image Anonymous

posted on 29 Jun 2024

Interview experience
3
Average
Difficulty level
-
Process Duration
-
Result
-
Round 1 - HR 

(2 Questions)

  • Q1. Profile of existing company
  • Q2. What are they looking for
Round 2 - One-on-one 

(2 Questions)

  • Q1. Handled how much of AuM
  • Q2. Your existing customer details
Round 3 - Behavioral 

(2 Questions)

  • Q1. Sharing job responsibilities
  • Q2. How soon can you join ?
  • Ans. 

    I can join within 2 weeks of receiving an offer.

    • I can start within 2 weeks of receiving an offer.

    • I need to give notice at my current job before starting.

    • I may need time to relocate if necessary.

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Actively looking for candidates, Retail Type atmosphere, Small size AUM.

Get interview-ready with Top SMC Global Securities Interview Questions

Interview experience
5
Excellent
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
-

I applied via Referral and was interviewed in Jun 2024. There was 1 interview round.

Round 1 - One-on-one 

(3 Questions)

  • Q1. Question related to the current company and projects.
  • Q2. Scale a product from few users to millions of users.
  • Ans. 

    To scale a product from few users to millions, focus on infrastructure, performance optimization, and scalability.

    • Optimize database queries and indexing for faster retrieval

    • Implement caching mechanisms to reduce server load

    • Use load balancers to distribute traffic evenly across servers

    • Utilize cloud services for auto-scaling based on demand

    • Monitor performance metrics and continuously optimize for scalability

  • Answered by AI
  • Q3. Binary search implementation
  • Ans. 

    Binary search is a fast search algorithm that finds the position of a target value within a sorted array.

    • Divide the array in half and compare the target value with the middle element.

    • If the target value is smaller, search the left half. If larger, search the right half.

    • Repeat the process until the target value is found or the subarray is empty.

  • Answered by AI

Software Engineer Interview Questions asked at other Companies

Q1. Bridge and torch problem : Four people come to a river in the night. There is a narrow bridge, but it can only hold two people at a time. They have one torch and, because it's night, the torch has to be used when crossing the bridge. Person... read more
View answer (223)

Jobs at SMC Global Securities

View all
Interview experience
3
Average
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Walk-in and was interviewed in Oct 2024. There was 1 interview round.

Round 1 - HR 

(2 Questions)

  • Q1. Why you choose Smc
  • Q2. What are your needs

Interview Preparation Tips

Interview preparation tips for other job seekers - Great place for starting

Relationship Manager Interview Questions asked at other Companies

Q1. How will you market banking products ? Are you willing to work at the ground level ? What are the challenges of marketing at ground level ? How different is it from other kinds of marketing? What did you learn in mba with respect to marketi... read more
View answer (48)

Equity Dealer Interview Questions & Answers

user image Anonymous

posted on 15 May 2024

Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Naukri.com and was interviewed in Apr 2024. There was 1 interview round.

Round 1 - One-on-one 

(3 Questions)

  • Q1. Do you have required NISM Certificate?
  • Ans. 

    Yes, I have the required NISM Certificate.

    • Yes, I have completed the NISM Series VIII - Equity Derivatives Certification Examination.

    • I have also obtained the NISM Series VII - Securities Operations and Risk Management Certification.

    • Having these certifications demonstrates my knowledge and expertise in equity trading.

  • Answered by AI
  • Q2. What is your total work experience?
  • Q3. How fast you can place client's orders punching?
  • Ans. 

    I can place client's orders punching quickly and accurately to ensure timely execution.

    • I am proficient in using trading platforms to quickly enter orders.

    • I have a strong attention to detail to avoid errors in order entry.

    • I prioritize speed and accuracy to meet client's needs efficiently.

  • Answered by AI

Equity Dealer Interview Questions asked at other Companies

Q1. How we generate 15000k brokerage from clients If our brokerage is .50?
View answer (8)

Equity Dealer Interview Questions & Answers

user image Hitesh Lokhande

posted on 27 Feb 2025

Interview experience
3
Average
Difficulty level
-
Process Duration
-
Result
-
Round 1 - HR 

(2 Questions)

  • Q1. Normal Question they are asking
  • Q2. What's your past experience
  • Ans. 

    I have 5 years of experience working as an Equity Dealer at a reputable financial institution.

    • Managed client portfolios and executed trades on their behalf

    • Analyzed market trends and provided investment recommendations

    • Maintained relationships with clients and ensured their satisfaction

    • Stayed updated on financial news and regulations

    • Collaborated with research analysts to develop investment strategies

  • Answered by AI
Round 2 - HR 

(1 Question)

  • Q1. Salary Discussed with Manager

Equity Dealer Interview Questions asked at other Companies

Q1. How we generate 15000k brokerage from clients If our brokerage is .50?
View answer (8)

Interview Questions & Answers

user image Anonymous

posted on 6 Aug 2024

Interview experience
2
Poor
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I appeared for an interview in Feb 2024.

Round 1 - One-on-one 

(2 Questions)

  • Q1. Salary expectation?
  • Q2. Able to do sales work?
  • Ans. 

    Yes, I have experience in sales work and have successfully generated leads in the past.

    • Experienced in sales techniques and strategies

    • Proven track record of generating leads

    • Comfortable with cold calling and networking

    • Ability to close deals and meet sales targets

  • Answered by AI
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via LinkedIn and was interviewed in Oct 2023. There were 4 interview rounds.

Round 1 - Technical 

(1 Question)

  • Q1. Start from basic questions till scenario based questions.
Round 2 - Technical 

(1 Question)

  • Q1. Start from basics till scenario based question
Round 3 - Technical 

(1 Question)

  • Q1. Real time experience Scenario based questions.
Round 4 - HR 

(1 Question)

  • Q1. Basic details about previous experience.

Leader Quality Assurance Engineer Interview Questions asked at other Companies

Q1. How to finalise an automation framework effectively
View answer (1)

SMC Global Securities Interview FAQs

How many rounds are there in SMC Global Securities interview?
SMC Global Securities interview process usually has 1-2 rounds. The most common rounds in the SMC Global Securities interview process are One-on-one Round, HR and Resume Shortlist.
How to prepare for SMC Global Securities interview?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at SMC Global Securities. The most common topics and skills that interviewers at SMC Global Securities expect are NISM, Dealing, Sales, stock broking and Relationship Management.
What are the top questions asked in SMC Global Securities interview?

Some of the top questions asked at the SMC Global Securities interview -

  1. What is constructor and why we use construct...read more
  2. Difference between where clause and having clau...read more
  3. What is stock market ? What is mutual fun...read more
How long is the SMC Global Securities interview process?

The duration of SMC Global Securities interview process can vary, but typically it takes about less than 2 weeks to complete.

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SMC Global Securities Interview Process

based on 46 interviews

Interview experience

3.6
  
Good
View more

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SMC Global Securities Reviews and Ratings

based on 521 reviews

3.6/5

Rating in categories

3.3

Skill development

3.5

Work-life balance

3.2

Salary

3.4

Job security

3.4

Company culture

3.1

Promotions

3.3

Work satisfaction

Explore 521 Reviews and Ratings
Equity Dealer || Relationship Manger || Sales Manager

Lucknow,

Delhi/Ncr

1-6 Yrs

Not Disclosed

Advisory Relationship Manager

Shillong,

Raigarh

+1

1-5 Yrs

₹ 1.75-3.5 LPA

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