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Broadridge Financial Solutions Process Analyst Interview Questions and Answers

Updated 15 Apr 2025

18 Interview questions

A Process Analyst was asked
Q. What is the difference between cash flow and fund flow?
Ans. 

Cash flow and fund flow are both financial statements that provide information about the movement of money in a business.

  • Cash flow refers to the inflow and outflow of cash in a business over a specific period of time.

  • Fund flow, on the other hand, focuses on the movement of funds within a business, including both cash and non-cash items.

  • Cash flow statement shows the sources and uses of cash, while fund flow stateme...

🔥 Asked by recruiter 2 times
A Process Analyst was asked
Q. What is the Trade Life Cycle?
Ans. 

Trade Life Cycle refers to the stages involved in a trade from initiation to settlement.

  • Trade initiation

  • Trade execution

  • Trade confirmation

  • Clearing and settlement

  • Trade reconciliation

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A Process Analyst was asked
Q. What is the difference between investment banking and retail banking?
Ans. 

Investment banking deals with high-value transactions for corporations and governments, while retail banking serves individual customers with basic financial services.

  • Investment banking involves underwriting securities, mergers and acquisitions, and other complex financial transactions

  • Retail banking offers services such as savings accounts, loans, and credit cards to individual customers

  • Investment banking serves c...

A Process Analyst was asked
Q. What is the difference between cash flow and fund flow statements?
Ans. 

Cash flows and fund flows statements are both financial statements that provide information about the movement of money in a company, but they differ in their focus and purpose.

  • Cash flows statement focuses on the cash inflows and outflows of a company during a specific period, showing the sources and uses of cash.

  • Fund flows statement focuses on the movement of funds within a company, including cash, investments, a...

A Process Analyst was asked
Q. What are the different types of accounting?
Ans. 

The different types of accounting include financial accounting, management accounting, tax accounting, and forensic accounting.

  • Financial accounting focuses on recording and reporting financial transactions of a company.

  • Management accounting involves providing financial information to help with decision-making and planning within an organization.

  • Tax accounting deals with the preparation and filing of tax returns fo...

A Process Analyst was asked 2mo ago
Q. Explain derivatives, and it's types, also explain options with types
Ans. 

Derivatives are financial instruments whose value is derived from underlying assets, with types including options, futures, and swaps.

  • Derivatives are contracts that derive their value from an underlying asset, such as stocks, bonds, or commodities.

  • Types of derivatives include: 1) Futures - agreements to buy/sell an asset at a future date at a predetermined price. Example: Oil futures.

  • 2) Options - contracts that gi...

A Process Analyst was asked
Q. What is preference shares and equity shares
Ans. 

Preference shares and equity shares are types of shares issued by a company to raise capital.

  • Preference shares have fixed dividends and priority over equity shares in terms of payment.

  • Equity shares represent ownership in the company and have voting rights.

  • Preference shares are less risky compared to equity shares.

  • Equity shares have the potential for higher returns but also higher risk.

  • Example: Company A issues pre...

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A Process Analyst was asked
Q. What is debenture and convertible and non convertible
Ans. 

Debenture is a type of debt instrument issued by a company, convertible debentures can be converted into equity shares, while non-convertible debentures cannot be converted.

  • Debenture is a type of long-term debt instrument issued by a company to raise funds.

  • Convertible debentures can be converted into equity shares of the issuing company at a later date.

  • Non-convertible debentures cannot be converted into equity sha...

A Process Analyst was asked
Q. What is Reconciliation statement. What is Investment Banking. Types of Analytical as kills required to find errors
Ans. 

A reconciliation statement is a financial statement that compares two sets of records to ensure they are in agreement.

  • Reconciliation statement is used to identify discrepancies between two sets of records.

  • It helps in ensuring accuracy and integrity of financial data.

  • It is commonly used in accounting and finance to reconcile bank statements, accounts receivable, and accounts payable.

  • Reconciliation statements are pr...

A Process Analyst was asked
Q. What is debt and equity
Ans. 

Debt and equity are two main sources of financing for companies. Debt involves borrowing money that must be repaid with interest, while equity involves selling ownership stakes in the company.

  • Debt is a form of financing where a company borrows money from lenders and agrees to repay the principal amount plus interest over a specified period of time.

  • Equity is a form of financing where a company sells ownership stake...

Broadridge Financial Solutions Process Analyst Interview Experiences

29 interviews found

Interview experience
3
Average
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I appeared for an interview in Jan 2025.

Round 1 - Aptitude Test 

Finance based questions like Mutual funds, SEBI regulations

Round 2 - Technical 

(2 Questions)

  • Q1. About your Introduction
  • Q2. Mutual Funds, financial markets and Excel macros, and discussion about reaume
Round 3 - HR 

(2 Questions)

  • Q1. Basic Questions based on resume and Introduction
  • Q2. About Projects

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident and share honest Answers
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I appeared for an interview in Aug 2024.

Round 1 - HR 

(1 Question)

  • Q1. Tell me about yourself
Round 2 - Aptitude Test 

Accounting
English
Grammar

Round 3 - One-on-one 

(2 Questions)

  • Q1. Tell me about yourself
  • Q2. What is mutual fund
  • Ans. 

    A mutual fund is a type of investment vehicle consisting of a portfolio of stocks, bonds, or other securities, managed by a professional fund manager.

    • Mutual funds pool money from multiple investors to invest in a diversified portfolio

    • Investors buy shares of the mutual fund, which represent their ownership in the fund's holdings

    • Professionally managed by fund managers who make investment decisions on behalf of the invest...

  • Answered by AI
Round 4 - Vice president 

(1 Question)

  • Q1. What is mutual fund
  • Ans. 

    A mutual fund is a type of investment vehicle consisting of a pool of funds collected from many investors for the purpose of investing in securities such as stocks, bonds, money market instruments, and other assets.

    • Mutual funds are managed by professional fund managers who allocate the fund's assets and attempt to produce capital gains or income for the fund's investors.

    • Investors in a mutual fund own shares of the fund...

  • Answered by AI
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I appeared for an interview in Mar 2025, where I was asked the following questions.

  • Q1. Explain derivatives, and it's types, also explain options with types
  • Ans. 

    Derivatives are financial instruments whose value is derived from underlying assets, with types including options, futures, and swaps.

    • Derivatives are contracts that derive their value from an underlying asset, such as stocks, bonds, or commodities.

    • Types of derivatives include: 1) Futures - agreements to buy/sell an asset at a future date at a predetermined price. Example: Oil futures.

    • 2) Options - contracts that give th...

  • Answered by AI
  • Q2. What is custodian?
  • Ans. 

    A custodian is an individual or entity responsible for managing and protecting assets or information.

    • Custodians ensure the safety and integrity of physical or digital assets.

    • In finance, custodians hold securities for investors, ensuring proper settlement and record-keeping.

    • In data management, custodians oversee data governance and compliance with regulations.

    • Example: A bank acts as a custodian for clients' funds and in...

  • Answered by AI
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I appeared for an interview in Feb 2025, where I was asked the following questions.

  • Q1. Gold rules of accounting
  • Ans. 

    Gold rules of accounting are fundamental principles guiding financial transactions and reporting.

    • 1. Debit what comes in, credit what goes out. Example: When cash is received, debit cash account.

    • 2. Debit all expenses and losses, credit all incomes and gains. Example: When a sale is made, credit sales revenue.

    • 3. For every debit, there must be a corresponding credit. Example: If you purchase inventory for cash, debit inve...

  • Answered by AI
  • Q2. What do you know about the company
Interview experience
2
Poor
Difficulty level
-
Process Duration
-
Result
-
Round 1 - One-on-one 

(1 Question)

  • Q1. About stock market
Interview experience
3
Average
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Naukri.com and was interviewed before Jan 2024. There were 2 interview rounds.

Round 1 - One-on-one 

(2 Questions)

  • Q1. Can you provide a self-introduction?
  • Q2. What is the meaning of accounts receivable?
  • Ans. 

    Accounts receivable refers to the money owed to a company by its customers for goods or services provided on credit.

    • Accounts receivable is an asset on the balance sheet of a company.

    • It represents the amount of money that customers owe the company for goods or services that have been delivered but not yet paid for.

    • Companies often have specific terms for when accounts receivable must be paid, such as net 30 or net 60.

    • Acc...

  • Answered by AI
Round 2 - Behavioral 

(2 Questions)

  • Q1. What is your prior experience?
  • Ans. 

    I have 5 years of experience as a Process Analyst in the manufacturing industry.

    • 5 years of experience as a Process Analyst

    • Specialized in the manufacturing industry

    • Implemented process improvements to increase efficiency

    • Collaborated with cross-functional teams to streamline operations

  • Answered by AI
  • Q2. Expected Salary

Interview Preparation Tips

Topics to prepare for Broadridge Financial Solutions Process Analyst interview:
  • Basics of Accounts
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
-

I applied via Company Website and was interviewed in Jan 2024. There were 3 interview rounds.

Round 1 - Aptitude Test 

It was very good experience

Round 2 - Technical 

(2 Questions)

  • Q1. Different types of accounting
  • Ans. 

    Different types of accounting include financial accounting, management accounting, and cost accounting.

    • Financial accounting focuses on recording and reporting financial transactions of a company.

    • Management accounting provides information for internal decision-making and planning.

    • Cost accounting analyzes and controls the costs of producing goods or services.

    • Other types of accounting include tax accounting, forensic acco...

  • Answered by AI
  • Q2. Difference between cash flow and fund flow
  • Ans. 

    Cash flow and fund flow are both financial statements that provide information about the movement of money in a business.

    • Cash flow refers to the inflow and outflow of cash in a business over a specific period of time.

    • Fund flow, on the other hand, focuses on the movement of funds within a business, including both cash and non-cash items.

    • Cash flow statement shows the sources and uses of cash, while fund flow statement sh...

  • Answered by AI
Round 3 - HR 

(1 Question)

  • Q1. What is your salary expectations

Interview Preparation Tips

Interview preparation tips for other job seekers - Good company to work
Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via LinkedIn and was interviewed in May 2024. There was 1 interview round.

Round 1 - One-on-one 

(2 Questions)

  • Q1. Self introduction
  • Q2. Finance based questions

Interview Preparation Tips

Topics to prepare for Broadridge Financial Solutions Process Analyst interview:
  • Finance
Interview preparation tips for other job seekers - Based on mutual fund
Process analyst
Interview experience
5
Excellent
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Technical 

(2 Questions)

  • Q1. Fixed income and capital market
  • Q2. Trade life cycle
Interview experience
4
Good
Difficulty level
-
Process Duration
-
Result
-
Round 1 - One-on-one 

(2 Questions)

  • Q1. Self introduction
  • Q2. Finance and accounts based questions

Top trending discussions

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Interview Tips & Stories
1w (edited)
a team lead
Why are women still asked such personal questions in interview?
I recently went for an interview… and honestly, m still trying to process what just happened. Instead of being asked about my skills, experience, or how I could add value to the company… the questions took a totally unexpected turn. The interviewer started asking things like When are you getting married? Are you engaged? And m sure, if I had said I was married, the next question would’ve been How long have you been married? What does my personal life have to do with the job m applying for? This is where I felt the gender discrimination hit hard. These types of questions are so casually thrown at women during interviews but are they ever asked to men? No one asks male candidates if they’re planning a wedding or how old their kids are. So why is it okay to ask women? Can we please stop normalising this kind of behaviour in interviews? Our careers shouldn’t be judged by our relationship status. Period.
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Broadridge Financial Solutions Interview FAQs

How many rounds are there in Broadridge Financial Solutions Process Analyst interview?
Broadridge Financial Solutions interview process usually has 2-3 rounds. The most common rounds in the Broadridge Financial Solutions interview process are Aptitude Test, One-on-one Round and Technical.
How to prepare for Broadridge Financial Solutions Process Analyst interview?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at Broadridge Financial Solutions. The most common topics and skills that interviewers at Broadridge Financial Solutions expect are Process Analysis, Excel, MS Office, Accounting and Back Office.
What are the top questions asked in Broadridge Financial Solutions Process Analyst interview?

Some of the top questions asked at the Broadridge Financial Solutions Process Analyst interview -

  1. what are the different types of accounti...read more
  2. difference between cash flows & fund flows stateme...read more
  3. What is investment banking and retail banking differe...read more
How long is the Broadridge Financial Solutions Process Analyst interview process?

The duration of Broadridge Financial Solutions Process Analyst interview process can vary, but typically it takes about less than 2 weeks to complete.

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Overall Interview Experience Rating

4.1/5

based on 24 interview experiences

Difficulty level

Easy 8%
Moderate 69%
Hard 23%

Duration

Less than 2 weeks 85%
2-4 weeks 15%
View more

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Broadridge Financial Solutions Process Analyst Salary
based on 1.4k salaries
₹2.5 L/yr - ₹6.2 L/yr
15% more than the average Process Analyst Salary in India
View more details

Broadridge Financial Solutions Process Analyst Reviews and Ratings

based on 292 reviews

4.0/5

Rating in categories

3.7

Skill development

3.9

Work-life balance

3.4

Salary

4.1

Job security

3.9

Company culture

3.1

Promotions

3.6

Work satisfaction

Explore 292 Reviews and Ratings
Process Analyst

Bangalore / Bengaluru

8-10 Yrs

Not Disclosed

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