Regulatory Compliance Role - Para Banking Activities (1-20 yrs)

Hiring for a Leading Private Sector Bank

Responsibilities:

- Handling Regulatory Compliance for the Bank covering various regulations of SEBI, PFRDA, NSDL, CDSL, NSE, BSE, etc.

- Handling Compliance with the above-mentioned regulations pertaining to the business of the Custodian, DP, DDP, Pension Fund, and Merchant Banking Business of the Bank.

- Circulating action points arising out of regulatory circulars/ notifications/ communications and pro-active follow-up with the stakeholders ensuring timely implementation of the same.

- Reviewing existing and new processes and handling correspondences with the regulators on Compliance related matters.

- Handling Onsite Regulatory Inspections of SEBI, PFRDA, NSDL, CDSL, NSE, BSE, etc.

- Providing clarifications on queries raised by stakeholders within the Bank and from Group entities on Compliance-related matters.

- Drafting and vetting of various submissions to be made to the ACB/Board.

- Submission of various regulatory reports from time to time.

Pratik Kankaria | +919329149022