Upload Button Icon Add office photos
filter salaries All Filters (1)

4 Morgan Stanley Senior Manager Jobs

Senior Manager Trade Surveillance (ISG Management)

8-14 years

₹ 13 - 48.5L/yr (AmbitionBox estimate)

tooltip
This is an estimate of the average salary range for this position. It has not been reviewed by the company, and the actual salary may differ.

Mumbai

1 vacancy

Senior Manager Trade Surveillance (ISG Management)

Morgan Stanley

posted 1mon ago

Job Description

*
Company Profile
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firms employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries.
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
Department Profile
We are the Non-Financial (NFR) group within the Institutional Securities Group (ISG) management function. NFR is responsible for managing several non-financial risks across ISG, including but not limited to Compliance, Supervision, Conduct, Client and Product Risk. As an in-business risk management team, we partner with our ISG business stakeholders, as well as the technology groups and 2nd line control functions to understand business needs and their associated risks, execute on practical solutions, and maintain a global governance, monitoring, communication, and awareness strategy that underscores a culture of control excellence. Our team has a global presence with members located in New York, London, Mumbai, and Hong Kong.
Primary Responsibilities
Monitoring trade surveillance (Non-Market Abuse) exception reports on daily basis, identify issues and escalate for appropriate corrective action
Effectively integrate new processes and enhance existing ones.
Work with NFR team to identify risks, define controls, implement key non-financial risk metrics and assessing the effectiveness of the control environment
Ability to analyze a process and recommend ways to improve quality, controls, and efficiency
Work with managers across all ISG business unit functions to resolve risk issues as appropriate
Delivery and monitoring of key risk/management indicators, delivery of management reporting
Provide expert support and advice to the business on risk identification and issue management
Solving problems by effectively collaborating within and across teams outside of the Risk Management function.
Improving and monitoring existing control frameworks and / or creating new control frameworks if none exist.
Responsibilities
Leading projects related to the supervisory platform and the information security program.
Act as the primary interface with key ISG business partners and provide regular updates on the status of the risk and controls framework execution
Facilitate cross functional teams, facilitate discussions on control design and/or issue remediation to ensure corresponding actions will effectively remediate and be evidenced
*
Skills desired
Chartered Accountant or Master s in Business Management or similar professional with 08-14 years background in Compliance, Risk M

Employment Type: Full Time, Permanent

Read full job description

Morgan Stanley Interview Questions & Tips

Prepare for Morgan Stanley Senior Manager roles with real interview advice

Top Morgan Stanley Senior Manager Interview Questions

Q1. Design Kafka and microservices around it
View answer (1)
Q2. Rotate and image by 90 degree
View answer (1)
Q3. Design google drive
View answer (1)
View all 6 questions

What Senior Manager at Morgan Stanley are saying

3.8
 Rating based on 169 Senior Manager reviews

Likes

Decent Package Free Cab Discount on food

Dislikes

No professional growth A lot of politics No work life balance

Read 169 reviews

Senior Manager salary at Morgan Stanley

reported by 2.5k employees with 5-15 years exp.
Lock Unlock
₹15.9 L/yr - ₹54 L/yr
57% more than the average Senior Manager Salary in India
View more details

What Morgan Stanley employees are saying about work life

based on 1.4k employees
68%
93%
81%
88%
Flexible timing
Monday to Friday
No travel
Day Shift
View more insights

Morgan Stanley Benefits

Work From Home
Free Transport
Cafeteria
Health Insurance
Soft Skill Training
Job Training +6 more
View more benefits

Compare Morgan Stanley with

JPMorgan Chase & Co.

4.1
Compare

Goldman Sachs

3.6
Compare

TCS

3.7
Compare

Deloitte

3.8
Compare

Amazon

4.1
Compare

Citigroup

3.6
Compare

Bank of America

4.3
Compare

UBS

4.0
Compare

Barclays

3.9
Compare

Deutsche Bank

3.9
Compare

HSBC Group

4.0
Compare

Wells Fargo

3.9
Compare

Cholamandalam Investment & Finance

4.0
Compare

BNY

4.0
Compare

American Express

4.2
Compare

State Street Corporation

3.8
Compare

HDFC Sales

4.0
Compare

Citicorp

3.7
Compare

Aditya Birla Capital

4.0
Compare

BNP Paribas

3.9
Compare

Similar Jobs for you

Senior Manager at Morgan Stanley Advantage Services Pvt. Ltd.

Mumbai

8-10 Yrs

₹ 10-12 LPA

Business Analyst at Capco

Chennai, Bangalore / Bengaluru

9-14 Yrs

₹ 15-22.5 LPA

Senior Associate at Morgan Stanley Advantage Services Pvt. Ltd.

Mumbai, Japan

6-8 Yrs

₹ 8-10 LPA

Manager Internal Audit at Morgan Stanley Advantage Services Pvt. Ltd.

Mumbai

2-7 Yrs

₹ 4-9 LPA

Senior Associate at Morgan Stanley Advantage Services Pvt. Ltd.

Mumbai

5-10 Yrs

₹ 7-9 LPA

Senior Developer at NOMURA CAPITAL (INDIA) PRIVATE LIMITED

Mumbai

4-7 Yrs

₹ 6-9 LPA

Manager at Standard Chartered Bank Ltd

Mumbai

7-12 Yrs

₹ 7-11 LPA

Knowledge Manager at Goldman Sachs

Hyderabad / Secunderabad

3-8 Yrs

₹ 7-12 LPA

Automation at Morgan Stanley Advantage Services Pvt. Ltd.

Mumbai

6-9 Yrs

₹ 8-11 LPA

Senior Associate at Goldman Sachs

Bangalore / Bengaluru

4-9 Yrs

₹ 10-14 LPA

Morgan Stanley Mumbai Office Locations

View all
Mumbai Office
Morgan Stanley India Co. Private Limited, 18F, Tower 2, One Indiabulls Centre 841, Senapati Bapat Marg Mumbai
Maharashtra 400013
Mumbai Office
Morgan Stanley, Athena, Bldg. No. 5, Sector 30, Mindspace, Goregaon West Mumbai
Maharashtra 400090

Senior Manager Trade Surveillance (ISG Management)

8-14 Yrs

Mumbai

1mon ago·via naukri.com

Senior Manager FSCAT Bangalore

2-7 Yrs

Bangalore / Bengaluru

1mon ago·via naukri.com

Senior Manager - FSCAT

7-13 Yrs

Bangalore / Bengaluru

2mon ago·via naukri.com

Senior Manager - ISG Divisional Data Office

8-10 Yrs

Mumbai

5mon ago·via naukri.com

Recently Viewed

write
Share an Interview
Rate your experience using AmbitionBox
Terrible
Terrible
Poor
Poor
Average
Average
Good
Good
Excellent
Excellent