Compliance Role - Mutual Fund (3-6 yrs)

- To oversee and assist in compliance related activities for the mutual fund business.

- To prepare and review various Compliance reports for submission to Board and SEBI.

- To review advertisement and marketing communication to check compliance with Advertisement Guidelines.

- To coordinate and review periodic data required by SEBI, AMFI and RBI.

- To work on regulatory reports for submission to SEBI, AMFI and RBI.

- To keep updated on regulatory changes and provide guidance to internal stakeholders.

- To work on scheme related documents like Scheme Information Documents, Key Information Memorandums and Statement of Additional Information.

- To coordinate and prepare data & information required for SEBI Inspection, Statutory Audit of MF & AMC and Internal Audit.

- To oversee compliance with Employee Dealing Guidelines, Code of Conduct and undertake review of transactions as per PMLA Regulations.

- To prepare and coordinate for release of statutory notices and addenda.

- To oversee compliance with internal AMC policies.

- To draft, review and oversee execution of legal agreements.