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Engaged Employer

London Stock Exchange Group

Compare

4.0

based on 843 Reviews

266 London Stock Exchange Group Jobs

Senior Manager, Control Assurance

Refinitiv

4.0

based on 843 Reviews

10-12 years

Bangalore / Bengaluru

1 vacancy

Senior Manager, Control Assurance

London Stock Exchange Group

posted 7hr ago

Job Role Insights

Flexible timing

Key skills for the job

Finance Quality Assurance Healthcare Automation Testing Auditing Recruitment

+ 4 more

Job Description

Drive and lead the central control assurance team to support assurance activities within Operations. Provide expertise in designing and delivering key controls. Given the size of Operations this role will need to co-ordinate with a set of risk managers/champions in each of the individual functions in order to complete these activities

General, strategic, and culture

Supporting 1LOD on risk matters impacting the strategic objectives of the business.
Provide independent review and challenge on performance of internal control environment.
Ability to provide expert guidance in conducting assessments, identify areas of improvement, and provide recommendation for remediation.
Promoting Risk Culture in 1LOD, including provision of risk education/training in conjunction with 2LOD

Control Assurance

Perform Design Effectiveness Assessment (DEA) of end-to-end processes and related key controls.
Produce and/or review control artefacts (e.g. risk and control matrices, process narratives)
Design and deliver workshops/trainings which are focused in enhancing risk and controls understanding across 1LoD
Identify opportunities to enhance the control environment either through automation or stopping non-value add activities
Partner with 1LoD in developing remediation plan for any design gaps/ control deficiencies and support in assessing impact of any control deficiency
Ensure control issues are logged into central GRC tool (e.g. MetricStream)
Support in the annual scoping and risk assessment exercise
Support external audit around control assurance efforts
Collaborate with 2LoD and 3LoD on key initiatives and/or any ongoing assurance efforts
Contribute in designing controls, Supporting and providing guidance on controls, and providing control framework feedback.

Qualifications:

Degree or equivalent and / or relevant professional qualification.

Knowledge of internal control design assessments including documenting processes and identifying potential risk or control gaps.

Ability to adapt to change and multi-task in a dynamic environment.

Ability to understand complex issues outside their experience and expertise and facilitate resolution across multiple functions/managing across boundaries is essential

Experience of managing and reviewing Associate team members

Demonstrate ability to take initiative and drive projects to completion.

Capable of working independently with little guidance.

University (equivalent) degree and CA/ACCA (equivalent).

Strong oral and written communication skills with the ability to interact with peers and management globally.

Strong command of Office applications.

Preferred:

Experience working in financial organization in Risk related roles

Familiarity with GRC tools (ORMC, MetricStream, SAP GRC)

Experience in/working knowledge of IT Automated Controls

Experience of CCM

Experience level:

10+ years audit, risk and controls assessment experience preferably with US listed companies (i.e. SOX audits), or in control design and assurance activities in Financial insititutions.

Employment Type: Full Time, Permanent

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What people at London Stock Exchange Group are saying

1.5

Rating based on 2 Senior Manager reviews

Anonymous · BFSI, Investments & Trading in Bangalore / Bengaluru

Likes

Nothing, It's an Old Company with Old People.

Dislikes

No Job Security at all, Old people will judge you based on their old mindset, and ultimately put you in PIP, followed by asking you to put down your papers. Worst!!!