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JPMorgan Chase & Co.

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4.0

based on 6.2k Reviews

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Proud winner of ABECA 2024 - AmbitionBox Employee Choice Awards

Top Rated Mega Company - 2024

Top Rated Company for Women - 2024

Top Rated Financial Services Company - 2024

669 JPMorgan Chase & Co. Jobs

Audit Readiness & Monitoring - Team Lead

JPMorgan Chase

4.0

based on 6.2k Reviews

11-15 years

Bangalore / Bengaluru

1 vacancy

Audit Readiness & Monitoring - Team Lead

JPMorgan Chase & Co.

posted 3mon ago

Job Role Insights

Flexible timing

Key skills for the job

Python Consulting Operations Auditing Risk Management Wealth Management

+ 3 more

Job Description

Implement governance frameworks that enhance process audit readiness. This includes conducting comprehensive reviews of operational processes to ensure compliance with the firms governance policies & standards.
Work closely with Operations leads, control partners, compliance, and technology teams to gather and analyze relevant data. Collaborate with Ops leads to understand their processes, conduct preliminary governance reviews to ensure monitoring and maintenance of process governance health.
Prepare and maintain thorough documentation for audit purposes, ensuring all records are comprehensive and up to date.
Conduct thorough evaluations of process governance to identify any gaps or discrepancies that do not align with the firms standards. Assess the potential impact of these gaps on audit requirements and support business in mitigating any identified risks ensuring audit readiness.
Oversee multiple reviews simultaneously, ensuring that each adheres to a standardized governance monitoring framework. This requires strong organizational skills and effective task prioritization. Identify and report non-compliance areas and recommend corrective actions.
Maintain clear and effective communication with all stakeholders involved in the ARM review process. This includes preparing detailed reports to convey findings, remediation plan, and progress updates to track closure.
Drive continuous improvement and control initiatives by identifying best practices and recommending enhancements to existing governance frameworks. Explore automation solutions to streamline processes, increase efficiency, and reduce manual effort.
Develop a deep and up to date knowledge of the firm-wide governance standards and guidelines. Collaborate with cross-functional teams to gain insights into existing controls and ensure alignment with these standards.

Required qualifications, capabilities, and skills.

BTech / CA / CWA / MBA / Graduate or Post-Graduate with 4 years experience in risk management / Compliance / Audit / Data analytics team
Excellent verbal and written communication skills - ability to summarize findings into concise, high-level points and visually depict key data and findings
Strong consulting and stakeholder management skills, a client service philosophy, and the ability to build and foster internal relationships.
Experienced in collaborating with project stakeholders, including the skills to facilitate discussions and resolve conflicting requirements.
Must be confident and experienced and be able to interact at middle management level.
Must have demonstrable stakeholder engagement experience including organizing and managing cross-functional / work stream teams.
Must be able to handle pressure associated with complex project and programmes in demanding customer environment.
Self-sufficient and require little day to day management support.
Can operate effectively in a dynamic environment with tight deadlines and can prioritize one s own work to achieve them.
Flexibility to work global hours.

Preferred qualifications, capabilities, and skills

Demonstrated expertise in risk management frameworks, industry standards, and regulatory requirements relevant to the financial industry.
Knowledge of audit principles, regulatory standards (SOX, PCI DSS, GLBA, SOC), IT General Controls, and best practices for audit readiness.
Knowledge of automation tools like python, Alteryx, Unqork, UI Path
Knowledge of visualization tools - Tableau
Ability to upskill to latest technologies being used.

Employment Type: Full Time, Permanent

Read full job description

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