8 IIFL SAMASTA Jobs
Compliance Manager
IIFL SAMASTA
posted 12hr ago
- Develop and maintain a robust compliance framework aligned with RBI directives, ensuring regulatory adherence, SEBI directives including LODR requirements.
- Monitor changes in RBI / SEBI regulations and update compliance policies and procedures accordingly.
Securities Issuance and Compliance:
- Provide support to the Back-Office Treasury Team for issuance of Commercial Papers / Non-Convertible Debentures and ensure SEBI and RBI compliance.
✔️ Conduct regular reviews to ensure compliance with RBI regulations.
✔️ Develop and maintain compliance checklists, manuals, and documentation.
✔️ Monitor changes in regulatory guidelines and update processes accordingly.
✔️ Design and implement compliance testing programs.
✔️ Assess compliance risks and recommend control enhancements.
Employment Type: Full Time, Permanent
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