Manager - Compliance

Its never been a more exciting time to join Vistra.

At Vistra our purpose is progress. We believe that our clients have the power to change the world and to do great things for global progress, and we exist to remove the friction that comes from the complexity of global business to help our clients achieve progress without friction.

But progress only happens when people come together and take action. And were absolutely committed to building a culture where our people can do just that. 

We have an exciting opportunity for you to join our team as Manager- Compliance. Reporting to the Compliance officer this full-time and permanent position is based in Mumbai- Andheri, India and offers regional coverage, allowing you to make a significant impact to our compliance team and its’ growth.

Key responsibilities:

• Compliance with SEBI (Debenture Trustee) Regulations, SEBI (AIF) Regulations, SEBI (LODR) Regulations, SEBI (SAST) Reg, SEBI (NCS) regulations, SEBI (PIT) Regulations etc and circulars issued by SEBI from time to time,
• Compliance with IFSCA FME regulations
• Compliances with Companies Act and rules made there under
• Compliances with group policies and SOPs for all products serviced by the Company
• Overseas transactions background check
• KYCs and PMLA check
• Compliance with IFSC regulations
• AIF online applications to SEBI and resolving SEBI query
• Winding up of AIF/VCF
• Handle SEBI adjudication proceedings and liaising with law firms
• Reporting to Vistra group compliance
• BRSA updation and implementation through change in SOPs
• Organise Risk Committee meetings for new initiatives and inform/update committee on risk related agendas
• Compliance with SEBI regulations impacting the Company & its transactions, COC Compliance, Representations to SEBI and RBI
• Handle Notices and inquiry received against the company
• Laisoning with TAI and other industry bodies
• SEBI inspection, SEBI half yearly compliance reporting, Risk Based reporting
• Internal audit queries and client queries

Key requirements:

• CS and LLB with relevant experience of SEBI (Debenture Trustee) Regulations and SEBI (AIF) Regulations
• Well versed with Compliances of IFSCA and SEBI regulations relating to Debentures and AIF
• Minimum 3 years working experience in DT & AIF regulatory compliances
• Candidate must be CS/LLB

Company Benefits:

At our Vistra ITCL office, we believe in putting our employees’ well-being first! We offer a hybrid working arrangement.

Additionally, we provide attractive insurance benefits, excellent job exposure and career prospects.

If you are excited about working with us, we encourage you to apply or have a confidential chat with one of our Talent Acquisition team members. Our goal is to make this a great place to work where all our people can thrive. We hope you join us on this exciting journey!