We are inviting applications For the role of Senior Associate AML/KYC

We are inviting applications for the role of Senior Associate/Business Analyst, AML / KYC
In this role, the shortlisted candidate will be responsible to conducting AML and KYC checks for a global investment bank which includes but is not limited to conducting an assessment of all alerts, investigations, reviews as per policy!

Responsibilities:
•    Conduct review on alerts generated for transaction monitoring or screening alerts in Sanctions, Adverse Media and Politically Exposed Persons.
•    Conduct open source search to find relevant information to complete the investigation and review.
•    Perform due diligence of documents provided for customer as per banks policy and guidelines
•    Capture information and documents from internal system / teams as per established norms of bank on KYC documentation per policy
•    Initiate and coordinate client outreach to fetch client documentations
•    Conduct false positive analysis on matches identified for counterparties alerted during watch list, sanctions and adverse media screening
•    Mitigate or call out true hits for AML adverse concerns and collaborate closely for further action 
•    Close Interaction with Customer/business as an SME in the area of AML / Compliance
•    Adherence to the critical metrics and business SLAs is required
•    Responsible for preparing and reporting out their own SLA’s. 

Qualifications we seek in you!
Minimum qualifications
•    University graduate in any field
Preferred qualifications we seek in you !
•    Relevant work experience
•    Sound business communication (in English) is must have
Preferred skills: 
•    Experienced in CDD/EDD of client for Investment or Retail Bank, including periodic review / KYC refresh
•    Ability to conduct detailed investigation in Adverse / Negative Media and Transaction Surveillance / Monitoring
•    Sound understanding of Sanctions, PEP and other watch list which is required to perform core job for alert adjudication in accordance with bank’s policies
•    Ability to independently research, analyze, and recommend solutions to close open items and discrepancies
•    Knowledge of AML/KYC controls including front-end systems, applications, data sources, and back end controls
•    Experience on tools like World Check, Banker's Almanac, Actimize, RDC, Lexis Nexis, Dow Jones and regulatory databases such as FINRA, Company House and other local regulators and company registries 
•    Exposure to AML with Institutional clients / Investment Banking and products
•    Understanding the requirements of CDD, EDD (Enhanced Due Diligence) and CIP (Customer Identification Program) to ensure compliance under the regulations
•    Good experience in MS-Office applications like Excel, Word, Power point, Outlook etc 

Thanks and Regards,

Imran Shaikh|Hiring Team

imran.shaikh@genpact.com