Add office photos
All Filters
38 Fidelity International Jobs
Assistant Manager- Portfolio Compliance Monitoring
7-9 years
₹ 11.2 - 19.35L/yr (AmbitionBox estimate)
Gurgaon / Gurugram
1 vacancy
Assistant Manager- Portfolio Compliance Monitoring
Fidelity International
posted 11hr ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
- To support the Global Investment Compliance Team in review, analyse and advise on investment guidelines for FIL s institutional and retail products
- Investigate the cause of daily alerts/warnings and report compliance breaches across various stakeholders
- Identify, report and follow up on resolution for compliance breaches in-line with internal policy and regulatory requirements
- Onboarding of new clients for investment compliance by understanding the client requirements, interpreting the prospectus / mandate and extracting compliance restrictions to ensure guidelines and restrictions are effectively coded into CRD
- Perform the review of regulatory and client guidelines to ensure accuracy and efficiency of existing rules coded
- Conduct Account Mapping / Review viz a viz applicable rule
- Continuously improve compliance monitoring of guidelines and regulatory rules by assisting with compliance rule testing, new rule development, improving the automated monitoring of rule and ensuring rules are working as intended
- Liaison with the broader Investment Compliance colleagues globally to ensure that investment restrictions coded on the compliance system are correctly interpreted; this may require discussions with Client Services, Relationship Directors, Legal and Product teams
- Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls in coding rules and alert monitoring
- Research ad-hoc queries from compliance reporting team to determine if client portfolio is in line with the investment guidelines
- Assist in resolving queries with regional compliance teams
- Perform manual activities which cannot be monitored into Compliance system i.e. CRD
- Assist with ongoing review of relevant processes and procedures to ensure best practice
- Assist in a range of FIL-wide projects or tasks
- Assist with ad-hoc compliance monitoring tasks, as required
- Investment compliance guideline rule coding experience is a must
- Technology Savvy with experience in writing high quality, readable, reusable, testable code
- Proficiency on MS Office application like MS Excel, MS Word and MS Access
- Experience with regulatory environments such as UCITS, SFC, FCA and SEC would be an added advantage
- Strong understanding of portfolio monitoring processes, including the interpretation of client investment management agreements
- 7+ years of experience in working in the investment management industry (preferably in investment compliance) and of investment products
- Good instrument knowledge of equities, fixed income and derivatives
- Be a strategic thinker, possess strong facilitation and data gathering skills
- Effective problem solver, attention to detail and ability to work to tight deadlines under pressure
- CFA or Bachelor of Business or Commerce preferred
- Business-level verbal and written English communication / presentation skills
- Positive team player as well as the ability to work on their own initiative
- Strong self-motivation, organisation, prioritisation, time management, used to adapting to unforeseen changes
Employment Type: Full Time, Permanent
Read full job descriptionFidelity International Interview Questions & Tips
Prepare for Fidelity International Assistant Manager roles with real interview advice
People are getting interviews at Fidelity International through
People are getting interviews through
(based on 33 Fidelity International interviews) What people at Fidelity International are saying
Rating based on 17 Assistant Manager
reviews
Anonymous · Accounting & Taxation
in New Delhi
Transport and meal provided
Lala company culture. You won't feel working in corporate. If you are good in pleasing boss than you will be good. Diffrence of opinion are fatal. Politics is very high. Company is in down cycle . Job cuts are frequent and they stopped employee engagement experience i.e. diwali gifts, get together, other benifit.
Read 17 reviewsAssistant Manager salary at Fidelity International
What Fidelity International employees are saying about work life
Fidelity International Benefits
We’ll help you find the perfect balance We’re welcoming We’re flexible 
Compare Fidelity International with
Fidelity Investments
Blackrock
Vanguard
State Street Global Advisors
Goldman Sachs
Morgan Stanley
Invesco
Franklin Templeton Investments
Nomura Holdings
Debtcare Enterprises
Swastika Investmart
Adarsh Credit Co-Operative Society
MNC Group
Silicon Valley Bank
Globe Capital Market
YES SECURITIES
Prudent Corporate Advisory Services
Cholamandalam Securities
Verity Knowledge Solutions
Trustline Securities
Similar Jobs for you
Fidelity International Gurgaon / Gurugram Office Location
122018
Senior Manager - Financial Insights & Decision Support
5-8 Yrs
Gurgaon / Gurugram
Application Support Senior Developer
4-6 Yrs
Gurgaon / Gurugram, Bangalore / Bengaluru
Intelligent Automation Support Analyst
2-4 Yrs
Gurgaon / Gurugram, Bangalore / Bengaluru
