Fidelity - Manager - Compliance Monitoring (8-10 yrs)

Below are the role mandates:

- Control Testing in Investment Management area.

- Report writing.

- Experience in Performing monitoring reviews.

Title: Manager - ESG Compliance Monitoring

Department: General Counsel Shared Services.

Location: Gurgaon, India.

Reports To: Associate Director Investment Compliance.

Compensation: Grade 5.

- We are proud to have been helping our clients build better financial futures for over 50 years.

- How have we achieved this? By working together and supporting each other all over the world.

- So, join our General Counsel ("GC") Shared Services team and feel like you are part of something bigger.

About your team:

- General Counsel (GC) is a trusted advisor to all parts of Fidelity International Limited ("FIL"), providing high-value independent advisory and assurance expertise through our specialist teams.

- GC comprises of Legal, Risk, Compliance, Tax, and Public Policy & Strategic Relationship Management.

- GC Shared Services function is a global centre of expertise currently in Dalian and India, providing operational support and services to the General Counsel function.

Global Investment Compliance:

- The Global Investment Compliance (GIC) function provides advice, support, oversight and challenge to teams across Fidelity's Investment Solutions and Services (ISS) business.

- Stakeholders include portfolio managers, research analysts, trading desks, corporate finance, institutional teams and their respective support groups.

About your role:

- Fidelity is seeking a highly motivated individual who will play a pivotal role in supporting our global ESG Compliance program.

- You will be responsible for the implementation and ongoing performance of desktop and thematic reviews related to Fidelity's sustainable investing and broader investment management activities.

- Your analytical skills and dedication will contribute to the integrity and success of our sustainable research & ratings and stewardship activities.

Key Responsibilities:

- Implement and perform desktop and thematic reviews related to investment management activities, ESG ratings and other aspects of sustainable investing.

- Collaborate with corporate enablers to address all sustainable requirements and relevant risks, including exclusions, product proposition, and legal disclosures.

- Conduct reviews of research-related products and deliverables to ensure compliance with internal guidelines and external regulations.

- Contribute to the development of dashboards, management reports, and papers for governance committees.

- Assist in the creation or update of policies and procedures, keeping abreast of regulatory changes and analysing their impact.

- Escalate identified issues to business partners and follow up until remediation.

- Aid in the development and maintenance of the annual monitoring plan by reviewing global regulatory risk assessments and engaging with key stakeholders for review prioritization.

- Perform ad-hoc compliance monitoring tasks as required,.

About you:

The ideal candidate will have:

- Preferably 8+ years of experience in a Compliance or assurance-type role within the financial services industry.

- Firm understanding of concepts and practices relating to sustainable investing and ESG ratings.

- Strong analytical skills and experience performing thematic reviews or audits would be beneficial.

- Excellent written and verbal communication skills.

- Proven ability to coordinate and work with teammates and stakeholders across multiple locations.

- Strong organizational skills, with the capacity to work well under pressure and remain motivated while completing routine tasks.

- Feel rewarded.

- For starters, we'll offer you a comprehensive benefits package.

- We'll value your wellbeing and support your development.

- And we'll be as flexible as we can about where and when you work - finding a balance that works for all of us.

- It's all part of our commitment to making you feel motivated by the work you do and happy to be part of our team.

- For more about our work, our approach to dynamic working and how you could build your future here, visit careers.fidelityinternational.com

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