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Manager - Core Compliance Testing & Monitoring (8-12 yrs)

8-12 years

Manager - Core Compliance Testing & Monitoring (8-12 yrs)

HiPotz

posted 2mon ago

Job Role Insights

Job Description

Qualifications - Bachelor's degree in Accountancy, Business, Law or Finance discipline

Experience - Minimum Experience of 8 -12 Years in the Compliance Testing & Monitoring

Requirements:

Controls Testing or Compliance Testing or Internal Audit and Regulatory compliance

Responsibilities :

- Plan execute controls evaluation reviews under the supervision of the Functional Team Leads.

- Conduct walkthroughs to understand and evaluate control environment

- Identify relevant key controls for testing, Core compliance and Internal Audit.

- Evaluate internal controls design and effectiveness and where issues identified, conduct root cause analysis and propose remedial actions

- Conduct validation of Management Action Plans in connection with review findings

- Demonstrate ownership of reviews from start to finish, and be able to work independently and in group-setting.

- Deploy use of data analytics and/or user tools to achieve efficiencies in executing reviews

- Draft issue reports, summarizing the findings, root cause and propose remediation plans

- Effective communication of work done and issues to Functional Team Leads, ACO Management and Issue Owners

- Build relationships with peers and stakeholders (e.g. ACO SMEs, first-line-of-defense) within the organization and effectively manage stakeholder relationships to a mutually accountable, productive, respectful and trusted level.

- Collaborate with relevant stakeholders across the region and globally applicable on enhancement of Testing/Monitoring methodologies. Proficient knowledge of Process, Risk and Controls concepts

- Maintain, design, refresh Regional Monitoring Scripts

- Identify and escalate key and/or systemic risks / trends/ red flags

- Support general compliance activities and other duties, including special projects as assigned.


Functional Areas: Other

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