Manager/Asst. Manager- Compliance

Role & Responsibilities:

Key highlights of the role are listed below (purely indicative and not limiting):

This position would include the mentioned set of responsibilities but not limited to:

• Drafting and Reviewing of various Polices and ensuring Board/Audit/ internal approval as per the requirements.
• RBI Inspection - Assisting in RBI inspection incl. obtaining data from various business, review of the data before submission, drafting of response related Inspection observations, Board notes, etc
• Assisting in Special projects related to Regulatory approvals, MAs, Due Diligence, Listing, Governance and sensitive matters.
• Preparing documents to updates management on any regulatory changes impacting the company, Policy benchmarking and Regulatory updates and actionable of Peers.
• Drafting, Review and Monitoring of RBI escalated complaints and Ombudsman matters.
• Compliance testing: Continuous engagement with various Business and support functions for review of various process and policies.
• Coordinate with internal and external auditors to ensure compliance audit preparedness.
• Provide guidance and support to business units on compliance-related matters.
• Ensure that anti-money laundering (AML) and know your customer (KYC) policies are strictly followed.
• Review and investigate potentially suspicious transactions, escalating issues as necessary.

Job specific skills:

Applicants should possess the following attributes:

• Indepth Knowledge of RBI regulations
• Strong attention to detail and ability to work under pressure.
• Maintain cordial relationships with internal and external stakeholders.
• Excellent communication, interpersonal, and analytical skills.