19 Compliance Testing Jobs

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Job Domain: 401K Retirement Process
Experience Level: 1-8 Years
Shift : Flexible to work in night shifts is mandatory
Days Off: Fixed Saturday and Sunday (Flexible to support on Saturday if required)
Location: Work from Office

Job Description:

We are seeking a detail-oriented and experienced Senior Compliance Analyst to join our team. The ideal candidate will be responsible for ensuring compliance with 401(k) retirement plan regulations, conducting compliance testing, and managing the 5500 form filing process. This role requires strong analytical skills, knowledge of IRS and DOL regulations, and the ability to work independently while collaborating with cross-functional teams.

Key Responsibilities:

• Conduct annual 401(k) plan compliance testing, including ADP/ACP, Top Heavy, and Coverage testing.
• Prepare and review Form 5500 filings, ensuring accuracy and timely submission in accordance with IRS and DOL regulations.
• Analyze plan data to identify compliance risks and recommend corrective measures.
• Work closely with internal teams, external auditors, and plan sponsors to ensure adherence to compliance standards.
• Stay up to date with regulatory changes affecting 401(k) plans and implement necessary updates.
• Assist in plan corrections and amendments as needed.
• Provide guidance and training on compliance requirements to internal teams and clients.

Qualifications & Skills:

• Bachelors degree in Accounting, Finance, Business, or a related field.
• 2+ years of experience in 401(k) compliance, retirement plan administration, or related fields.
• Strong knowledge of ERISA, IRS, and DOL regulations governing retirement plans.
• Experience with compliance testing methodologies and Form 5500 preparation & filing.
• Proficiency in Excel and compliance testing software.
• Excellent analytical and problem-solving skills.
• Strong attention to detail and ability to manage multiple deadlines.
• Effective communication and stakeholder management skills.

Preferred Qualifications:

• ASPPA, QKA, CEBS, or other relevant certifications.
• Experience with third-party administrators (TPAs) or recordkeepers.

Why Join Us?

• Competitive salary and benefits.
• Work with a dynamic and experienced team.
• Growth opportunities in the compliance and financial services industry.

Apply Here: https://forms.gle/rY4MWtwuo4vPyzbj8 (Copy/paste in browser)