RBI Compliance Team

About the Role

Require subject matter expertise in each of the following areas to handle RBI SSM team interactions and RBS exercise for following areas:

• Treasury, Market Risk, Forex
• Credit (Wholesale and Retail)
• Operations (Retail Liabilities), Support Functions

Key Responsibilities

• Handling Pre-Risk based supervision (RBS) and onsite-RBI activities
• Coordinating with respective stakeholders for submission of information / data / documents with respect to indent given by RBI SSM team.
• On receipt of final RAR / RMP, sharing the observations with the respective stakeholders / department heads for submission of responses.
• Monitoring the due dates of RAR / RMP observations.
• Follow up with the stakeholders for submission of responses within stipulated time or before due dates.
• Finalization of responses / compliances to RAR / RMP along with respective business / ops teams.
• Ensuring that the responses submitted by stakeholders are addressing the RAR / RMP observation completely.
• Tracking and partnering with departments to ensure timely and complete implementation of compliances submitted under RAR / RMP ensuring that all aspects are suitably covered.
• Reviewing backup documents with respect to the same.
• Maintaining MIS of the queries received from RBI SSM team and preparing various dashboards for monitoring
• Preparation of compliance to RAR / RMP for placing to ACB / Board for review
• Ensuring submission of compliance to RAR / RMP to RBI after ACB / Board approval
• Obtaining update / status on pending RAR / RMP observations in time and placing the same to ACB / Board meetings
• Ensuring submission of updated status on RAR / RMP to RBI