Trade Surveillance Associate

Job summary

At Compliance Conduct and Operational Risk division, as a trade surveillance personnel you would be responsible for identifying potential instances of market abuse, notably insider trading and market manipulation using well known surveillance systems, conducting surveillance of activities in Firm and Employee accounts to comply with the information barrier and restricted list policies. The trade surveillance team would be responsible for looking into the risks across markets using the established surveillance program to safeguard the firm against any reputational and/or financial risk while complying with internal policies and regulatory requirements.

The Firm s Global Compliance Surveillance team is hiring experienced Trade Surveillance analysts. Key responsibilities and qualifications for available roles include

Job responsibilities

The Team Lead will also be responsible for;

Required qualifications, capabilities, and skills

Preferred Qualifications, Capabilities, and Skills