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Wazir Chand Compliance Manager Interview Questions and Answers
Wazir Chand Compliance Manager Interview Experiences
1 interview found
Anonymous
Selected
I applied via Referral and was interviewed in Oct 2023. There were 3 interview rounds.
Know information regarding back experience & ability
(2 Questions)
- Q1. Regarding Compliance
- Q2. Can u handle any audit independently
- Ans.
Yes, I have experience handling audits independently in my previous roles.
I have successfully managed and completed audits on my own in my previous positions.
I am confident in my ability to gather and analyze data, identify compliance issues, and implement corrective actions.
I have strong communication skills to effectively communicate audit findings and recommendations to stakeholders.
I am familiar with audit processe...
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HIMANSHU LOHAR
(1 Question)
- Q1. Introduce yourself
- Ans.
I am a dedicated and experienced Compliance Manager with a strong background in regulatory requirements and risk management.
Over 5 years of experience in developing and implementing compliance programs
Expertise in interpreting and applying regulatory guidelines
Proven track record of conducting internal audits and investigations
Strong communication and leadership skills
Ability to collaborate with cross-functional teams
(2 Questions)
- Q1. The number of requests received on a daily basis
- Ans.
The number of requests received on a daily basis varies depending on the workload and seasonality.
The number of requests can fluctuate based on the time of year, industry trends, and external factors.
It is important to track and analyze the daily request volume to identify patterns and allocate resources effectively.
For example, during peak seasons or special promotions, the number of requests may significantly increas...
- Q2. How did you handle
- Ans.
I handled compliance issues by conducting thorough investigations, implementing corrective actions, and providing training to staff.
Conducted thorough investigations into compliance issues
Implemented corrective actions to address non-compliance
Provided training to staff on compliance policies and procedures
I applied via Recruitment Consulltant and was interviewed in May 2024. There was 1 interview round.
(2 Questions)
- Q1. What do you mean by compliance?
- Ans.
Compliance refers to adhering to laws, regulations, guidelines, and internal policies to ensure ethical and legal business practices.
Compliance involves following laws, regulations, and industry standards relevant to the organization's operations.
It includes implementing policies and procedures to prevent violations and promote ethical behavior.
Non-compliance can result in fines, legal action, reputational damage, and ...
- Q2. What is the importance of compliance in an organisation
- Ans.
Compliance is crucial for ensuring adherence to laws, regulations, and internal policies within an organization.
Compliance helps mitigate risks and avoid legal penalties.
It promotes ethical behavior and integrity within the organization.
Ensures consistency in operations and decision-making.
Builds trust with stakeholders and enhances reputation.
Examples: GDPR compliance, financial regulations, industry-specific laws.
Fahad Parvez
(1 Question)
- Q1. Introduction about the profile
(1 Question)
- Q1. Introduction about profile
I applied via Company Website and was interviewed in May 2024. There were 3 interview rounds.
(3 Questions)
- Q1. Introduce yourself
- Ans.
I am a detail-oriented professional with a background in compliance and a strong understanding of regulatory requirements.
I have a Bachelor's degree in Business Administration with a focus on compliance.
I have experience conducting risk assessments and implementing compliance programs.
I am proficient in analyzing data and identifying areas of non-compliance.
I have excellent communication skills and can effectively comm...
- Q2. Where do you see yourself in the next five years
- Ans.
In five years, I see myself as a Compliance Manager leading a team and implementing innovative strategies to ensure regulatory compliance.
Advancing to a managerial role within the compliance department
Leading a team of compliance associates
Implementing new compliance strategies and processes
Continuing professional development through certifications or further education
- Q3. Behavioral questions
Versant writing test
(2 Questions)
- Q1. Introduce yourself
- Ans.
I am a detail-oriented professional with a background in regulatory compliance and a strong understanding of industry regulations.
Bachelor's degree in Business Administration
Experience working in a compliance role at XYZ Company
Strong knowledge of regulatory requirements in the financial industry
- Q2. Behavioral questions
I applied via Campus Placement and was interviewed before Dec 2023. There were 3 interview rounds.
Easy questions.Aptitude is hard
EASY NOT A ELIMINATION
(2 Questions)
- Q1. Equities definition
- Q2. Mergers and acquisitions?
(2 Questions)
- Q1. Where do you see yourself in 2 years
- Q2. Being successful
(1 Question)
- Q1. Indroduction and work experience
(1 Question)
- Q1. Related to work experience KYC and AML
Selected
I applied via Naukri.com and was interviewed before Apr 2023. There were 5 interview rounds.
(1 Question)
- Q1. Domains worked on
- Ans.
I have worked on domains such as financial services, healthcare, and technology.
Financial services
Healthcare
Technology
(1 Question)
- Q1. ISO controls and issues handled
- Ans.
ISO controls are implemented to ensure compliance with international standards and address potential issues.
Implemented ISO controls to address risks and ensure compliance with standards
Regularly review and update controls to address new issues and changes in regulations
Examples include implementing access controls to protect sensitive data and conducting regular audits to ensure compliance
(1 Question)
- Q1. ISO implementation
(1 Question)
- Q1. Role and responsibilities handled in previous organisation
(1 Question)
- Q1. Salary and location
Skills evaluated in this interview
I applied via Referral and was interviewed in Jul 2021. There were 4 interview rounds.
Interview Questionnaire
4 Questions
- Q1. Tell me about yourself and ur last job profile
- Q2. From Excel , pivot table ,chart , vlookup
- Q3. Why you want to join jio
- Q4. Tell me about ur family
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