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Nium Compliance Executive Interview Questions and Answers
Nium Compliance Executive Interview Experiences
1 interview found
Anonymous
I applied via Referral and was interviewed in Jan 2021. There were 4 interview rounds.
Interview Questionnaire
1 Question
- Q1. About Transaction monitoring process and what are the indicators to be used to file STR.Money laundering stages with example.What are the sanctioned countries
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Interview questions from similar companies
I applied via Recruitment Consulltant and was interviewed in May 2024. There was 1 interview round.
(2 Questions)
- Q1. What do you mean by compliance?
- Ans.
Compliance refers to adhering to laws, regulations, guidelines, and internal policies to ensure ethical and legal business practices.
Compliance involves following laws, regulations, and industry standards relevant to the organization's operations.
It includes implementing policies and procedures to prevent violations and promote ethical behavior.
Non-compliance can result in fines, legal action, reputational damage, and ...
- Q2. What is the importance of compliance in an organisation
- Ans.
Compliance is crucial for ensuring adherence to laws, regulations, and internal policies within an organization.
Compliance helps mitigate risks and avoid legal penalties.
It promotes ethical behavior and integrity within the organization.
Ensures consistency in operations and decision-making.
Builds trust with stakeholders and enhances reputation.
Examples: GDPR compliance, financial regulations, industry-specific laws.
Fahad Parvez
(1 Question)
- Q1. Introduction about the profile
(1 Question)
- Q1. Introduction about profile
(2 Questions)
- Q1. Where do you see yourself in 2 years
- Q2. Being successful
Senior Product Compliance Associate Interview Questions & Answers
Amazon
Bhargavi S
posted on 8 Dec 2024
Aptitude, grammar and logical reasoning
Group discussion for around 15 members in one set
(2 Questions)
- Q1. Why did you choose Amazon
- Q2. Why did choose this particular role
I applied via Company Website and was interviewed in May 2024. There were 3 interview rounds.
(3 Questions)
- Q1. Introduce yourself
- Ans.
I am a detail-oriented professional with a background in compliance and a strong understanding of regulatory requirements.
I have a Bachelor's degree in Business Administration with a focus on compliance.
I have experience conducting risk assessments and implementing compliance programs.
I am proficient in analyzing data and identifying areas of non-compliance.
I have excellent communication skills and can effectively comm...
- Q2. Where do you see yourself in the next five years
- Ans.
In five years, I see myself as a Compliance Manager leading a team and implementing innovative strategies to ensure regulatory compliance.
Advancing to a managerial role within the compliance department
Leading a team of compliance associates
Implementing new compliance strategies and processes
Continuing professional development through certifications or further education
- Q3. Behavioral questions
Versant writing test
(2 Questions)
- Q1. Introduce yourself
- Ans.
I am a detail-oriented professional with a background in regulatory compliance and a strong understanding of industry regulations.
Bachelor's degree in Business Administration
Experience working in a compliance role at XYZ Company
Strong knowledge of regulatory requirements in the financial industry
- Q2. Behavioral questions
I applied via Campus Placement and was interviewed before Dec 2023. There were 3 interview rounds.
Easy questions.Aptitude is hard
EASY NOT A ELIMINATION
(2 Questions)
- Q1. Equities definition
- Q2. Mergers and acquisitions?
(1 Question)
- Q1. Indroduction and work experience
(1 Question)
- Q1. Related to work experience KYC and AML
Selected
I applied via Naukri.com and was interviewed before Apr 2023. There were 5 interview rounds.
(1 Question)
- Q1. Domains worked on
- Ans.
I have worked on domains such as financial services, healthcare, and technology.
Financial services
Healthcare
Technology
(1 Question)
- Q1. ISO controls and issues handled
- Ans.
ISO controls are implemented to ensure compliance with international standards and address potential issues.
Implemented ISO controls to address risks and ensure compliance with standards
Regularly review and update controls to address new issues and changes in regulations
Examples include implementing access controls to protect sensitive data and conducting regular audits to ensure compliance
(1 Question)
- Q1. ISO implementation
(1 Question)
- Q1. Role and responsibilities handled in previous organisation
(1 Question)
- Q1. Salary and location
Skills evaluated in this interview
I applied via Referral and was interviewed in Jul 2021. There were 4 interview rounds.
Interview Questionnaire
4 Questions
- Q1. Tell me about yourself and ur last job profile
- Q2. From Excel , pivot table ,chart , vlookup
- Q3. Why you want to join jio
- Q4. Tell me about ur family
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