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Namdev Finvest Compliance Head Interview Questions and Answers

Updated 15 Feb 2022

Namdev Finvest Compliance Head Interview Experiences

1 interview found

I applied via Referral and was interviewed before Feb 2021. There was 1 interview round.

Round 1 - One-on-one 

(1 Question)

  • Q1. Related to Risk Management in NBFC and role of audit and compliance in NBFC

Interview Preparation Tips

Interview preparation tips for other job seekers - be firm, polite and honest while facing the interview

Interview questions from similar companies

Interview experience
3
Average
Difficulty level
Hard
Process Duration
Less than 2 weeks
Result
Not Selected

I applied via Naukri.com and was interviewed in Aug 2023. There were 4 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Aptitude Test 

It was an Aptitude, Reasoning and Communication assessment test.
The test comprises of 2 sets:
1st set: Aptitude and Reasoning (30 questions, 30 minutes) Medium to Hard level
2nd set: Communication and English Usage (28 questions, 20 minutes) Easy to Medium level

Round 3 - HR 

(1 Question)

  • Q1. After I passed in my assessment, HR of the company called me and scheduled a HR engagement and interaction session, where I was asked questions such as Salary Expectations, Current CTC, Notice period, Loca...
Round 4 - One-on-one 

(16 Questions)

  • Q1. It was an one on one technical round with an interviewer from TresVista. Here my technical skills, as well as qualities and abilities were tested. The interview took place for around 40-45 minutes. And I w...
  • Q2. 2. Tell me about your previous experience?
  • Q3. 3. Tell me about a major problem that you have solved and one major decision that you have made while working for your previous role.
  • Q4. 4. Difference between Mean and Median by using an example.
  • Ans. 

    Mean is the average of a set of numbers, while median is the middle value when the numbers are arranged in order.

    • Mean is calculated by adding all numbers in a set and dividing by the total count.

    • Median is the middle value when the numbers are arranged in order.

    • For example, in the set {2, 4, 6, 8, 10}, the mean is 6 and the median is 6.

    • If there is an even number of values, the median is the average of the two middle val

  • Answered by AI
  • Q5. 5. Asked 4-5 questions about hobbies.(Current Lok Sabha speaker, Current Vice President, About G20 summit, etc.).
  • Q6. 6. Tell me about TresVista as a company and what services does it provide and who can be the potential stakeholders of the company.
  • Q7. 7. Explain me about the job description and what type of candidate the company is seeking for.
  • Q8. 8. What is Compliance and what does a compliance auditor do?
  • Ans. 

    Compliance ensures adherence to laws, regulations, and internal policies. Compliance auditors assess and monitor compliance activities.

    • Compliance involves following laws, regulations, and internal policies to ensure ethical business practices.

    • Compliance auditors conduct audits to assess if organizations are following relevant laws and regulations.

    • They review processes, procedures, and documentation to identify areas of...

  • Answered by AI
  • Q9. 9. What is Investment management and its types?
  • Ans. 

    Investment management involves managing financial assets to achieve specific investment goals.

    • Investment management is the professional management of various securities and assets to meet specific investment objectives.

    • Types of investment management include active management, passive management, and alternative investments.

    • Active management involves frequent buying and selling of securities in an attempt to outperform ...

  • Answered by AI
  • Q10. 10. What do you mean by internal audit? Roles and responsibilities of an internal auditor?
  • Q11. 11. Explain about the "VLOOKUP" function of MS-Excel.
  • Ans. 

    VLOOKUP is a function in MS-Excel used to search for a value in a table and return a corresponding value.

    • VLOOKUP stands for 'Vertical Lookup'.

    • It is used to search for a value in the first column of a table and return a value in the same row from a specified column.

    • Syntax: VLOOKUP(lookup_value, table_array, col_index_num, [range_lookup]).

    • Example: =VLOOKUP(A2, B2:D10, 3, FALSE) - searches for the value in cell A2 in the ...

  • Answered by AI
  • Q12. 12. How well can you handle pressure, and meet tight deadlines.
  • Q13. 13. Guesstimate Question: Can you tell me a range how many flights land and take off from Terminal 3 of Delhi Airport in 1 month. (You can use pen and paper if required, ask me any question if you require...
  • Q14. 14. Can you give me a range of foot falls in Terminal 3 of the same airport in 1 day?
  • Ans. 

    The footfall in Terminal 3 of an airport can range from a few thousand to tens of thousands in a day.

    • Footfall in Terminal 3 can vary based on factors like time of day, day of the week, and season.

    • During peak travel times, footfall can reach tens of thousands, while during off-peak times it may be in the thousands.

    • Events or special occasions can also impact footfall, leading to higher numbers on certain days.

  • Answered by AI
  • Q15. 15. Interview is over, do you have any questions for me?
  • Q16. I really performed my interview well. I have passed my assessment with a good score, and also I have cleared my HR round, but still they rejected me based on my technical expertise and experience. In my t...

Interview Preparation Tips

Interview preparation tips for other job seekers - Always prepare well for such interviews. Always have a positive attitude towards your career and make sure you can speak well to tricky questions. The most important things that interviewers seek for in candidates are:
1. Confidence
2. English speaking and fluent conversation.
3. Teamwork
4. Mindset an ability to handle pressure.
Interview experience
4
Good
Difficulty level
Moderate
Process Duration
-
Result
Not Selected

I applied via Naukri.com and was interviewed in Jan 2024. There was 1 interview round.

Round 1 - One-on-one 

(2 Questions)

  • Q1. What is your experience in Regulatory compliance?
  • Ans. 

    I have over 10 years of experience in regulatory compliance, including developing policies, conducting audits, and ensuring adherence to laws and regulations.

    • Developed and implemented compliance policies and procedures

    • Conducted regular audits to ensure adherence to regulations

    • Provided training to staff on compliance requirements

    • Worked closely with regulatory agencies to address any issues or concerns

    • Stayed up-to-date o...

  • Answered by AI
  • Q2. Name few Acronyms related to this field based on your experience and explain the same ?
  • Ans. 

    Some acronyms related to Compliance Executive field are AML, KYC, FCPA, GDPR, and SOX.

    • AML - Anti-Money Laundering

    • KYC - Know Your Customer

    • FCPA - Foreign Corrupt Practices Act

    • GDPR - General Data Protection Regulation

    • SOX - Sarbanes-Oxley Act

  • Answered by AI
Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
No response

I applied via LinkedIn and was interviewed in Feb 2024. There was 1 interview round.

Round 1 - HR 

(1 Question)

  • Q1. What do you understand about compliance?
  • Ans. 

    Compliance refers to adhering to laws, regulations, guidelines, and internal policies to ensure ethical and legal conduct within an organization.

    • Compliance involves following laws, regulations, and guidelines set by regulatory bodies.

    • It also includes adhering to internal policies and procedures of the organization.

    • Compliance ensures ethical conduct, risk mitigation, and maintaining the reputation of the organization.

    • No...

  • Answered by AI

I applied via Campus Placement and was interviewed in Oct 2021. There were 4 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Don’t add your photo or details such as gender, age, and address in your resume. These details do not add any value.
View all tips
Round 2 - Aptitude Test 

General Logical Reasoning, math and aptitude.

Round 3 - One-on-one 

(2 Questions)

  • Q1. Some definitions of important business terms were asked.
  • Q2. Where i see myself in next 5 years
Round 4 - HR 

(2 Questions)

  • Q1. Tell me about yourself.
  • Q2. What kind of opportunities are you looking at?

Interview Preparation Tips

Interview preparation tips for other job seekers - The role is an internal one so wasn't my cup of tea. If you are giving an interview for Tresvista, you should know the JD well and you should be able to answer the casual HR questions well. You are good to go then.

Namdev Finvest Interview FAQs

How many rounds are there in Namdev Finvest Compliance Head interview?
Namdev Finvest interview process usually has 1 rounds. The most common rounds in the Namdev Finvest interview process are One-on-one Round.

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