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European Depositary Bank Compliance Officer Interview Questions and Answers
European Depositary Bank Compliance Officer Interview Experiences
1 interview found
Anonymous
Selected
I applied via Naukri.com and was interviewed before Dec 2022. There were 2 interview rounds.
(1 Question)
- Q1. About my experience
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Interview questions from similar companies
(1 Question)
- Q1. What is sanction List of the sanction country What is aml What is kyc
- Ans.
Sanction is a penalty imposed on a country or individual for violating laws or regulations. AML is Anti-Money Laundering and KYC is Know Your Customer.
Sanctions are used to restrict trade, freeze assets, and limit access to financial markets.
Examples of sanctioned countries include Iran, North Korea, and Syria.
AML refers to the laws, regulations, and procedures intended to prevent criminals from disguising illegally ob...
(1 Question)
- Q1. Process explain and what is share
- Ans.
Process explanation and share definition
Process explanation involves breaking down a complex process into simpler steps
It helps in identifying potential risks and implementing controls
Share refers to a unit of ownership in a company or organization
Shareholders are entitled to a portion of the company's profits and have voting rights
Compliance officers ensure that the company follows regulations related to shares and ow
Interview Preparation Tips
I applied via Company Website and was interviewed in Oct 2021. There was 1 interview round.
Interview Questionnaire
3 Questions
- Q1. What about this company
- Q2. What is the gole
- Q3. What is working
Interview Preparation Tips
I was interviewed in Mar 2021.
Interview Questionnaire
1 Question
- Q1. Tell me about yourself
Interview Preparation Tips
I applied via Recruitment Consulltant and was interviewed in May 2024. There was 1 interview round.
(2 Questions)
- Q1. What do you mean by compliance?
- Ans.
Compliance refers to adhering to laws, regulations, guidelines, and internal policies to ensure ethical and legal business practices.
Compliance involves following laws, regulations, and industry standards relevant to the organization's operations.
It includes implementing policies and procedures to prevent violations and promote ethical behavior.
Non-compliance can result in fines, legal action, reputational damage, and ...
- Q2. What is the importance of compliance in an organisation
- Ans.
Compliance is crucial for ensuring adherence to laws, regulations, and internal policies within an organization.
Compliance helps mitigate risks and avoid legal penalties.
It promotes ethical behavior and integrity within the organization.
Ensures consistency in operations and decision-making.
Builds trust with stakeholders and enhances reputation.
Examples: GDPR compliance, financial regulations, industry-specific laws.
I applied via Company Website and was interviewed in May 2024. There were 3 interview rounds.
(3 Questions)
- Q1. Introduce yourself
- Ans.
I am a detail-oriented professional with a background in compliance and a strong understanding of regulatory requirements.
I have a Bachelor's degree in Business Administration with a focus on compliance.
I have experience conducting risk assessments and implementing compliance programs.
I am proficient in analyzing data and identifying areas of non-compliance.
I have excellent communication skills and can effectively comm...
- Q2. Where do you see yourself in the next five years
- Ans.
In five years, I see myself as a Compliance Manager leading a team and implementing innovative strategies to ensure regulatory compliance.
Advancing to a managerial role within the compliance department
Leading a team of compliance associates
Implementing new compliance strategies and processes
Continuing professional development through certifications or further education
- Q3. Behavioral questions
Versant writing test
(2 Questions)
- Q1. Introduce yourself
- Ans.
I am a detail-oriented professional with a background in regulatory compliance and a strong understanding of industry regulations.
Bachelor's degree in Business Administration
Experience working in a compliance role at XYZ Company
Strong knowledge of regulatory requirements in the financial industry
- Q2. Behavioral questions
I applied via Campus Placement and was interviewed before Dec 2023. There were 3 interview rounds.
Easy questions.Aptitude is hard
EASY NOT A ELIMINATION
(2 Questions)
- Q1. Equities definition
- Q2. Mergers and acquisitions?
(2 Questions)
- Q1. Where do you see yourself in 2 years
- Q2. Being successful
Selected
I applied via Naukri.com and was interviewed before Apr 2023. There were 5 interview rounds.
(1 Question)
- Q1. Domains worked on
- Ans.
I have worked on domains such as financial services, healthcare, and technology.
Financial services
Healthcare
Technology
(1 Question)
- Q1. ISO controls and issues handled
- Ans.
ISO controls are implemented to ensure compliance with international standards and address potential issues.
Implemented ISO controls to address risks and ensure compliance with standards
Regularly review and update controls to address new issues and changes in regulations
Examples include implementing access controls to protect sensitive data and conducting regular audits to ensure compliance
(1 Question)
- Q1. ISO implementation
(1 Question)
- Q1. Role and responsibilities handled in previous organisation
(1 Question)
- Q1. Salary and location
Skills evaluated in this interview
I applied via Walk-in and was interviewed before Nov 2021. There were 5 interview rounds.
You need to speak in English fluently as much as you can infront of 30-40 peopleon a topic
Versant English communication Test
(3 Questions)
- Q1. They will ask you about the job profile you have applied for, hence knowing th in and out of the job description is important.
- Q2. Where you see yourself after 5 years
- Q3. Negative side of yours
(2 Questions)
- Q1. Your Salary expectations, how much hike are you looking for?
- Q2. Are you open for rotational shift?
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European Depositary Bank Compliance Officer Interview Process
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