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22 UBS Jobs

NMI CASS Lead

5-7 years

Hyderabad / Secunderabad

1 vacancy

NMI CASS Lead

UBS

posted 2mon ago

Job Description

Your role:
Are you enthusiastic about risk managementDo you understand the importance of safeguarding client assets

Were looking for NMI CASS Lead to:

be part of our Client Asset Protection team in Hyderabad
play a lead role in execution and maintenance of CASS legal documentation
play a central role in fulfilling daily CASS obligations
contribute towards the preparation of the monthly Client Money and Assets Return (CMAR)
own and execute CASS relevant processes and controls
take responsibility for appropriate escalation and coordinate resolutions with relevant parties
collaborate with stakeholders across the businesses in a variety of global locations to sustainably enhance the Client Asset Protection control framework Your team:
Youll be working in the IB Operations CASS team in Hyderabad and working in close partnership with team members in London. We are a specialist team which overseas UBS AG London Branchs compliance with the FCAs client asset protection rules (CASS). Diversity helps us grow, together. That s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients. Your expertise:
You have:
a university degree
previous investment banking experience, ideally with exposure to Exchange Traded Derivatives (ETD) or Prime Brokerage (PB) or Network Management (NMI)
a strong understanding of Investment Banking and the client asset protection regulations applicable to the industry
Excellent attention to detail
the ability to collaborate with senior managers and stakeholders across different regions/functions
experience with automation tools such as Alteryx and management reporting tool PowerBI

You are:
an excellent communicator, both spoken and written
reliable when working independently, with sound judgment for when to escalate issues
able to plan, organize and monitor your own day-to-day work with minimal guidance
highly responsible, self-motivated, efficient, and able to work under pressure
great at problem analysis and resolution: identify and examine problems to understand them, generate options and recommend solutions which are logical, reasonable and realistic
risk focused, and capable of analyzing risk data to identify themes and trends
Providing guidance to junior members of the team

Employment Type: Full Time, Permanent

Functional Areas: Other

Read full job description

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What people at UBS are saying

Lead salary at UBS

reported by 5 employees with 7-12 years exp.
₹21.4 L/yr - ₹35 L/yr
100% more than the average Lead Salary in India
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What UBS employees are saying about work life

based on 2.7k employees
76%
94%
84%
88%
Flexible timing
Monday to Friday
No travel
Day Shift
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UBS Benefits

Free Transport
Work From Home
Health Insurance
Cafeteria
Soft Skill Training
Job Training +6 more
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