Upload Button Icon Add office photos
Engaged Employer

i

This company page is being actively managed by UBS Team. If you also belong to the team, you can get access from here

UBS Verified Tick

Compare button icon Compare button icon Compare
filter salaries All Filters

26 UBS Jobs

NMI CASS Lead

5-7 years

Hyderabad / Secunderabad

1 vacancy

NMI CASS Lead

UBS

posted 5mon ago

Job Description

Your role:
Are you enthusiastic about risk managementDo you understand the importance of safeguarding client assets

Were looking for NMI CASS Lead to:

be part of our Client Asset Protection team in Hyderabad
play a lead role in execution and maintenance of CASS legal documentation
play a central role in fulfilling daily CASS obligations
contribute towards the preparation of the monthly Client Money and Assets Return (CMAR)
own and execute CASS relevant processes and controls
take responsibility for appropriate escalation and coordinate resolutions with relevant parties
collaborate with stakeholders across the businesses in a variety of global locations to sustainably enhance the Client Asset Protection control framework Your team:
Youll be working in the IB Operations CASS team in Hyderabad and working in close partnership with team members in London. We are a specialist team which overseas UBS AG London Branchs compliance with the FCAs client asset protection rules (CASS). Diversity helps us grow, together. That s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients. Your expertise:
You have:
a university degree
previous investment banking experience, ideally with exposure to Exchange Traded Derivatives (ETD) or Prime Brokerage (PB) or Network Management (NMI)
a strong understanding of Investment Banking and the client asset protection regulations applicable to the industry
Excellent attention to detail
the ability to collaborate with senior managers and stakeholders across different regions/functions
experience with automation tools such as Alteryx and management reporting tool PowerBI

You are:
an excellent communicator, both spoken and written
reliable when working independently, with sound judgment for when to escalate issues
able to plan, organize and monitor your own day-to-day work with minimal guidance
highly responsible, self-motivated, efficient, and able to work under pressure
great at problem analysis and resolution: identify and examine problems to understand them, generate options and recommend solutions which are logical, reasonable and realistic
risk focused, and capable of analyzing risk data to identify themes and trends
Providing guidance to junior members of the team

Employment Type: Full Time, Permanent

Functional Areas: Other

Read full job description

Prepare for Lead roles with real interview advice

Top UBS Lead Interview Questions

Q1. Pattern Printing Task You are tasked with printing a specific pattern based on the given number of rows, 'N'. For any input value of 'N', g ... read more
Q2. Find Missing Number In String Problem Statement You have a sequence of consecutive nonnegative integers. By appending all integers end-to-e ... read more
Q3. Angle Calculation Between Clock Hands Given a specific time in hours and minutes, your task is to calculate the smallest possible angle bet ... read more
View all 255 questions

What people at UBS are saying

Lead salary at UBS

reported by 4 employees with 7-8 years exp.
₹21.4 L/yr - ₹33 L/yr
69% more than the average Lead Salary in India
View more details

What UBS employees are saying about work life

based on 2.9k employees
76%
94%
86%
90%
Flexible timing
Monday to Friday
No travel
Day Shift
View more insights

UBS Benefits

Free Transport
Work From Home
Health Insurance
Cafeteria
Soft Skill Training
Job Training +6 more
View more benefits

Compare UBS with

Wells Fargo

3.8
Compare

JPMorgan Chase & Co.

3.9
Compare

HSBC Group

3.9
Compare

Cholamandalam Investment & Finance

3.9
Compare

Citicorp

3.7
Compare

BNY

3.8
Compare

American Express

4.1
Compare

State Street Corporation

3.7
Compare

Motilal Oswal Financial Services

3.7
Compare

HDFC Sales

4.0
Compare

IDFC FIRST Bharat

4.4
Compare

Aditya Birla Capital

3.9
Compare

BNP Paribas

3.8
Compare

Morgan Stanley

3.6
Compare

FactSet

3.9
Compare

Aon

3.8
Compare

The Muthoot Group

3.5
Compare

Ocwen Financial Solutions

4.0
Compare

Northern Trust Operating Services

3.9
Compare

RBL FinServe

4.1
Compare

Similar Jobs for you

Lead at BA Continuum India Pvt. Ltd.

Hyderabad / Secunderabad

4-7 Yrs

₹ 6-9 LPA

Lead at ANZ Banking Group

Bangalore / Bengaluru

7-9 Yrs

₹ 14-18 LPA

Lead at enreap

Pune

8-10 Yrs

₹ 9-13 LPA

Lead at IRIS SOLUTIONS

Noida

6-11 Yrs

₹ 8-13 LPA

Lead at IRIS CARBON

Mumbai

7-10 Yrs

₹ 8-12 LPA

Lead at Aptia Group India

Mumbai

4-10 Yrs

₹ 9-12 LPA

Lead at NS Global Corporation

Rajkot

1-6 Yrs

₹ 3-8 LPA

Reporting Specialist at UBS Business Solutions (India) Pvt. Ltd.

Pune

4-7 Yrs

₹ 6-9 LPA

Technology Engineer at UBS Business Solutions (India) Pvt. Ltd.

Pune

3-6 Yrs

₹ 8-12 LPA

Software Engineer at UBS Business Solutions (India) Pvt. Ltd.

Pune

3-6 Yrs

₹ 8-13 LPA

NMI CASS Lead

5-7 Yrs

Hyderabad / Secunderabad

5mon ago·via naukri.com

Investment Banking Associate - Global Banking

3-5 Yrs

Mumbai

8hr ago·via naukri.com

ServiceNow Developer

4-7 Yrs

Pune

8hr ago·via naukri.com

Research - MENA Associate

2-4 Yrs

Hyderabad / Secunderabad

8hr ago·via naukri.com

Securities Specialist

0-5 Yrs

Hyderabad / Secunderabad

10hr ago·via naukri.com

Senior SRE/DevOps Engineer - Deployment Orchestration

6-10 Yrs

Pune

5mon ago·via naukri.com

GT Product Controller

5-9 Yrs

Hyderabad / Secunderabad

5mon ago·via naukri.com

Big Data Service Core Systems and Integration Engineering

4-8 Yrs

Pune, Hyderabad / Secunderabad

5mon ago·via naukri.com

Financial and Regulatory Reporting Specialist

4-7 Yrs

Pune

5mon ago·via naukri.com

Tech Engineer - ServiceNow

3-6 Yrs

Pune

5mon ago·via naukri.com
write
Share an Interview