Manager - Equity Capital Markets Execution (3-10 yrs)

Position: Dy Manager / Manager

Group: Investment Banking - Equity Capital Markets

Vertical : Execution

Reporting to : Vice President / Asst. Vice-President

Max Target Fixed Pay - Upto 25 Lakhs per annum + Bonus

Job Location - Mumbai

- Understanding of capital markets in India & Globally.

- Knowledge and experience in executing various capital market products - IPO, FPO, Rights Issues, QIP, Buyback, , Open Offer, Delisting, OFS .

- Updated Knowledge of SEBI and Stock Exchange regulations and Companies Act.

- Experience in Product areas

- Knowledge and experience in executing various capital market products - IPO, FPO, Rights Issues, QIP, OFS, Buyback, Open Offer, Delisting, and Government Disinvestment and having completed a few transactions end-to-end.

Position Objective / Responsibilities:

- Manages execution relating to IPOs/FPOs/Right issues/Open offer/ Delisting/ Govt. Disinvestment end to end

- Supervise document preparation (DRHP/RHP) for public issue / Rights Offers etc., due diligence and execution of Equity Capital Market transactions

- Supervise the execution and successful closure of Equity capital market transactions

- Coordinate and work closely with the ECM team on all aspects of regulatory compliance

- Responsible for regulatory and internal compliance of Merchant Banking business

- Liaise with regulators, clients, intermediaries and interacting with the stock exchanges from deal execution and approval perspective

- Responsible for contributing to business development by bringing in early lead for capital market products and ensuring client engagement with the help of the coverage team

- Responsible in ensuring risk management and compliance with various SEBI Regulations and meeting all disclosure requirements

- To play a lead role in negotiation with various transaction agreements with clients and third parties

- Investor Grievance handling pre & post issue

- Assisting in the post issue co-ordination work up-to the listing

- Comply with the Compliance and Risk policy of the Company

- Spearheading various regulatory changes and providing recommendations on regulatory changes to SEBI committees

- Imparts product knowledge to subordinates and peers in Capital market products

Attributes:

- Ability to evaluate and critical thinking skills

- Excellent written and Oral communication and Presentation skills

- Excellent coordination skills, ability to multi-task, quick decision making; handle crisis situations, quick turnaround and delivery.

- Deep domain expertise of SEBI Regulations including ICDR, Companies Act and other applicable regulations

- Ability to manage crucial and difficult situations by providing innovative solutions and problem solving with clients

- Awareness of Business Environment