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Compliance Manager - Retail Assets - Bank (4-12 yrs)

4-12 years

Compliance Manager - Retail Assets - Bank (4-12 yrs)

Steps India Technology

posted 1d ago

Job Role Insights

Job Description

Given below position details with a Leading Bank :

Position: Compliance Manager - Retail Assets

Business: Corporate Function

Function: Compliance

Location: Mumbai

Job Purpose:

- It is a Central Compliance advisory role to provide effective and efficient advisory to Retail Assets business group and the domain knowledge and team management skills are important.


- The role should be able to cater to the needs of internal as well as external stakeholders..

Key Primary Responsibilities:

- Providing advisory on regulatory expectation to Retail Asset business unit.

- Coordinating and collating ad-hoc/ indent requirements in collaboration with business stakeholders.

- Reviewing Policies, SOPs, Manuals etc from regulatory circulars and advisory perspective along with other regulatory expectations.

- Coordinating with officials during RBI Examination exercise

- Closure of regulatory obligations.

Secondary Responsibilities :

- Coordinate with stakeholders during Regulatory Inspections and collation of data

- Assist Regulatory compliance team for Ad-hoc requirements and preparation of various Board related notes


Functional Areas: Other

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