Compliance Risk Services || Mumbai

Role & responsibilities

1.Assist in conducting Compliance Quality Assessment Review and support Manager in identifying areas for improvement and implementing corrective actions.
2.Assist in drafting and reviewing regulatory policies and ensure policies are up-to-date and reflect current regulatory requirements.
3.Support the Manager in leading compliance gap assessment projects and assist in developing action plans to address identified gaps.
4.Conducting Compliance Risk Assessment and Testing.
5.Ensure timely dissemination of regulatory circulars to clients and provide actionable insights and guidance based on the circulars.
6.Preparation and updating of compliance registers.
7.Overseeing regulatory reporting processes.
Ensure compliance with reporting requirements and timely submission of reports.
8.Development of compliance manuals and frameworks for clients.
9.Support the implementation of compliance automation tools and technologies.
10.Assist in the implementation process for new regulatory circulars and ensure clients' compliance with new requirements and provide necessary support.
11. Assist in other compliance-related projects such as due diligence, process improvement etc