Deputy Manager - Compliance (AML/KYC)

Role & responsibilities

• Performing due diligence on customers on screening system and media adverse search on internet
• Identifying Beneficial Owners in case of Companies/ Partnership/ Trusts/ Funds etc
• Performing Bi-annual Anti Money Laundering (AML) checks
• Preparing and filing AML returns with RBI
• Ensuring regulatory / FIU communications are timely submitted.
• Transaction monitoring and disposition of AML alerts.
• Monitoring and tracking Re-KYC status, CKYC, Aadhaar seeding etc
• Preparing MIS for AML Risk Categorization, Re-KYC, CKYC status to be shared with Management/ Board
• Keeping track of Regulatory updates and sharing with the internal stakeholders
• Monitoring the action points for timely closure
• Support the Compliance team during Inspection, Audits
• Coordinating with Internal Teams and external service providers
• Responsible for keeping abreast of regulatory developments or other matters affecting the business activities, systems, and controls.

Preferred candidate profile

• Adhere to regulatory and internal timelines
• Have good understanding of AML/ KYC requirements, FIU reporting, FATF Recommendations, Beneficial Owners, identification of Politically Exposed Person, Adverse Media screening etc
• Proficient in MS access (including Excel, word, PPT etc advanced)