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FC Advisory Lead For Asia
London Stock Exchange Group
posted 19hr ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
- Oversight of compliance with AML broader Financial Crime legislation in Asia.
- Accountable for ensuring compliance with the Group s policies and procedures for countering the risk that the firm may be used to foster Financial Crime;
- Monitoring, review and external submission of SARs;
- Regulatory reporting to external regulators and bodies on Financial Crime matters;
- Reporting to Boards, Risk Committees and Senior Management providing transparency, partner concern and oversight of FC matters;
- Contact point for FC matters, risk events and higher risk scenarios;
- Oversight of Financial Crime risk assessments to ensure appropriate identification and impact assessment of FC risk within relevant entities; and assess effectiveness of controls and policies in mitigating risk;
- Oversight of Financial Crime Operations and monitoring and reporting of MI, KRIs and critical metrics to senior collaborators;
- Representing FC at internal risk committees, board meetings, steering committees and new product committees to ensure appropriate consideration of FC risk;
- Provide expert FC Compliance advice to stakeholders based on understanding of legislation, regulatory expectation, risk mitigation and appetite;
- Promote of Financial Crime Compliance and awareness across the Group;
- Develop and manages relationships with key internal and external partners including central control functions (Risk, Legal, Internal Audit), LSEG Operations, and relevant regulatory bodies;
- Ensure timely identification, analysis and impact assessment of key regulatory, legislative and geopolitical developments and ensure financial crime risk assessments, policies and procedures are updated accordingly;
- Work with key business partners to ensure compliance with FC policy and processes and understand local systems and controls.
Qualifications, Skills Experience:
Required:
- Relevant professional qualification;
- Significant knowledge and experience in the understanding and application of applicable regulatory and legal requirements across Financial Crime and specifically within Asia
- Demonstrated subject-matter expertise and deep technical knowledge across the Financial Crime lifecycle;
- Demonstrated experience in understanding and applying AML Financial Crime legislation and regulatory mentorship;
- Experience in writing and reviewing Policy, Standards and Process documentation;
- Experience in performing Risk Control Assessments;
- Experience in a senior role in a Financial Crime oversight function;
- Experience in the Financial Services and/or within the Capital Markets or Data Analytics sector
- Proven experience providing expert advice and clear presentations to senior partners and regulators on a wide range of financial-crime and regulatory issues;
- Experience in investigating and reviewing higher risk CDD subject matter;
- Experience in the application of sophisticated sanctions legislation;
- Experience working in a sophisticated, multi-disciplinary global organisation and handling critical matters while demonstrating respect and cultural awareness;
- Ability to think strategically and innovatively.
Preferred:
- Previous experience in an SMF17 or MRLO role in Asia;
- Relevant AML Qualifications or courses completed;
- Familiarity with data analytics and technology, and tools routinely used in financial crime compliance activities;
Employment Type: Full Time, Permanent
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Flexible timing
Monday to Friday
No travel
Day Shift
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