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48 Interactive Brokers Jobs

Internal Auditor

2-5 years

Mumbai Suburban, Mumbai

1 vacancy

Internal Auditor

Interactive Brokers

posted 5d ago

Job Role Insights

Flexible timing

Job Description

Role & responsibilities

  • Conducting internal audits of our global regulated brokerage entities to ensure compliance with regulatory requirements and internal policies.
  • Delivering crucial contributions during planning, field work and presentation of findings from the audit work.
  • Identifying and assessing key issues impacting Business.
  • Participating in preliminary discussions with operating personnel during and after an audit, discussing the conditions, criteria, effect, cause and recommendations relating to potential deficiencies noted during an audit
  • Gaining a deep understanding of the processes under review
  • Conducting audits following professional industry standards and established company policies.

Preferred candidate profile

  • Degree in Accounting, Finance, Computer Science or a similar field
  • Chartered Accountant (CA) or similar certification
  • Certified Information Systems Auditor (CISA) or Certified Internal Auditor (CIA) will be a plus.
  • At least 2 years of audit experience within regulated financial institutions such as a bank or brokerage firm
  • High proficiency with MS Office suite of products, especially MS Excel and Access
  • Strong analytical and problem-solving skills
  • Ability to articulate complex concepts concisely in both written and verbal presentations across all levels of management
  • Ability to work independently
  • Motivation for continuous development

Perks and benefits

  • Competitive salary package.
  • Performance-based annual bonus (cash and stocks).
  • Hybrid working model (3 days office/week).
  • Group Medical & Life Insurance.
  • Modern offices with free amenities & fully stocked cafeterias.
  • Monthly food card & company-paid snacks.
  • Hardship/shift allowance with company-provided pickup & drop facility*
  • Attractive employee referral bonus.
  • Frequent company-sponsored team-building events and outings.


Employment Type: Full Time, Permanent

Read full job description

Prepare for Internal Auditor roles with real interview advice

Top Interactive Brokers Internal Auditor Interview Questions

Q1. Write an essay on recent pandemic era by your point of view.
Q2. email writing on a case a client has forgotten password
Q3. What is stlc? What is regression
View all 7 questions

What people at Interactive Brokers are saying

Internal Auditor salary at Interactive Brokers

reported by 2 employees
₹18 L/yr - ₹23 L/yr
303% more than the average Internal Auditor Salary in India
View more details

What Interactive Brokers employees are saying about work life

based on 108 employees
55%
91%
76%
76%
Flexible timing
Monday to Friday
No travel
Day Shift
View more insights

Interactive Brokers Benefits

Health Insurance
Job Training
Team Outings
Cafeteria
Work From Home
Soft Skill Training +6 more
View more benefits

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