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HSBC Group

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4.0

based on 4.6k Reviews

Proud winner of ABECA 2024 - AmbitionBox Employee Choice Awards

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117 HSBC Group Jobs

Assistant Manager- Surveillance

2-6 years

₹ 4 - 17L/yr (AmbitionBox estimate)

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This is an estimate of the average salary range for this position. It has not been reviewed by the company, and the actual salary may differ.

Bangalore / Bengaluru

1 vacancy

Assistant Manager- Surveillance

HSBC Group

posted 12d ago

Job Role Insights

Flexible timing

Job Description

Some careers have more impact than others.

If you re looking for a career where you can make a real impression, join HSBC and discover how valued you ll be.

HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

We are currently seeking an experienced professional to join our team in the role of Assistant Manager- Surveillance

Principal responsibilities

  • Review, investigate and escalate alerts generated by the Surveillance system. This system is designed to identify breaches of internal policies surrounding Information Boundaries or individual behavior that may signify potential risk to company and / or its clients , in particular that of Market Abuse risks.
  • Undertaking daily, weekly and monthly monitoring tests to ensure that the risks within the Surveillance RC monitoring plan are mitigated.
  • Identify improvements and assist in the on-going development of systems to improve the efficiency of monitoring.
  • Assist with the User Acceptance Testing (UAT) of newly developed monitoring tests.
  • Production of accurate and in-depth Management Information (MI).
  • Foster a close relationship with the various teams, both on and off-shore.
  • Maintain HSBC internal control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators.

Requirements
  • Strong interpersonal skills and experience of working effectively within a small team;
  • Knowledge of financial markets and in particular, financial market regulation.
  • Experience in Trade Surveillance, E Communication Surveillance or Audio Surveillance monitoring / oversight or related environment is preferable.
  • Knowledge of the surveillance tool is preferable.
  • Ability to understand trade and electronic/Voice communications and analyze these for the detection of potential Market Abuse.
  • Ability to work under pressure and within tight time-lines. Excellent time management and prioritization of work tasks.
  • Ability to handle escalated issues and take these forward with Senior Management.
  • Any compliance certification
  • Knowledge of regulatory norms around capital market
  • Any experience in audit related works

You ll achieve more at HSBC

HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc. , We consider all applications based on merit and suitability to the role.

Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

***


Employment Type: Full Time, Permanent

Read full job description

HSBC Group Interview Questions & Tips

Prepare for HSBC Group Assistant Manager roles with real interview advice

Top HSBC Group Assistant Manager Interview Questions

Q1. What is sox. Types of risk.
Q2. 3 strengths and 3 Weaknesses
Q3. Golden rules of accounting
View all 6 questions

What people at HSBC Group are saying

3.7
 Rating based on 288 Assistant Manager reviews

Likes

WFH E-learning tools are best in class Modern office spaces

  • Skill development - Excellent
    +2 more
Dislikes

Independent, logic based thinking is discouraged esp by Indian origin middle management. Grim career progression prospects Outdated systems which add to processing times. Silo chambers between departments

  • Salary - Poor
    +3 more
Read 288 Assistant Manager reviews

Assistant Manager salary at HSBC Group

reported by 2.6k employees
₹4.5 L/yr - ₹14.5 L/yr
12% more than the average Assistant Manager Salary in India
View more details

What HSBC Group employees are saying about work life

based on 4.6k employees
65%
84%
75%
83%
Flexible timing
Monday to Friday
No travel
Day Shift
View more insights

HSBC Group Benefits

Free Transport
Health Insurance
Cafeteria
Work From Home
Soft Skill Training
Job Training +6 more
View more benefits

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HSBC Group Bangalore / Bengaluru Office Location

View all
Bangalore Office
The Hongkong and Shanghai Banking Corporation Limited, Private Banking Department, 2nd floor 7, Mahatma Gandhi Road, Bangalore Bangalore
560 001

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