Manager/Senior Manager- Surveillance

Responsibilities:

1. Timely monitoring of alerts generated by Surveillance System (Transaction Surveillance) in line with the internal policies.

2. Review / Analyse the alert and ensure timely and effective disposition of the alerts.

3. Gathering, reviewing, investigating, and analysing trade data as well as responding to regulatory inquiries

4. Knowledge of STR filing and reporting with FIU.

5. Tracking of pre/post trade confirmations

6. Detailed understanding of process automation to build new processes and strengthen existing processes and procedures along with identification of new process requirements.

7. Handling other day-to-day operational activities involving surveillance and compliance issues

8. Understanding of regulatory directions

9. Preparing of MIS and Ad-hoc reports for regulatory reporting