Business Supervisory Office - Surveillance and BSO Data/Admin support

Role Description

• Deutsche Bank Wealth Management helps High Net-worth Individuals and certain institutions worldwide to protect and grow their wealth, offering traditional and alternative investments across all major asset classes.
• WM also provides customized wealth management solutions and private banking services to those high-net-worth individuals and families. Deutsche Bank is investing heavily in technology, which means we are investing in you. Join us here, and youll constantly be looking ahead.

Your key responsibilities

What Youll Do

• Create & publish Daily, Weekly, Monthly, Quarterly surveillance reports and the review of Wealth Management accounts and transactions, as part of 1st Line of Defense reviews.
• Review the Brokerage and WM account activity including trades, journals, portfolio holdings, solicitations, etc.
• Review of documentation by client facing partners describing their interactions with clients and the resulting transactions under the Reg BI rule
• Administrative support of trading system ad hoc reporting and alert review in support of trade and account surveillance
• Assist branch management with special regulatory ad hoc projects
• Brainstorm on enhancing the existing projects/processes from an RPA perspective
• Support the Marketing Review Group facilitation of Forms & Agreements for Wealth Management
• Supporting the GBSA/Volcker administrative tasks and reporting.
• Assist in any added projects/process

Your skills and experience

Skills Youll Need

• 3-4 years of Regulatory and Brokerage Trade Surveillance experience, preferably for the Wealth Management business
• Expertise in MS Excel, MS Access, data manipulation
• Strong understanding of regulatory rules, analytical ability to interpret surveillance reports, and insight to propose new processes and reports
• Prior experience with regulatory, audit, and compliance functions is preferred
• Experience with PM1, SunGard/FIS Protegent Surveillance tool (equivalents like LZ Sentinel, Aladdin, Charles River, JPM Trac, etc.) and SunGard front-end systems such as NetX360 is a plus

Skills That Will Help You Excel

• Excellent communication skills, both written and spoken
• Expertise in MS Excel / MS Access development is a plus / SharePoint experience is also a plus
• Critical thinking
• Self-Motivated
• Detail Oriented
• Ability to stay on track to strict reporting schedules and deadlines
• Independent decision making skills with understanding of when to escalate
• Adobe experience a plus

How we'll support you

• Training and development to help you excel in your career.
• Coaching and support from experts in your team.
• A culture of continuous learning to aid progression.
• A range of flexible benefits that you can tailor to suit your needs.