Associate, FATCA CRS, Compliance

Key Areas of Responsibilities

• Perform Due Diligence on clients FATCA CRS declarations across all CLSA business lines
• Perform monthly periodic reviews on existing clients and manage changes in circumstances
• Maintain CLSA group entities up to date FATCA CRS forms on systems and share with business per requirement
• Prepare and submit regulatory reports for the CLSA group entities
• Maintain high quality, timeliness, auditability and demonstrate reasonableness in thought process
• Implement process level changes in tune with evolving regulations and industry best practices
• Ensure the process risks are identified and mitigated effectively, and prevent breaches

Requirements

• Minimum 5 years of relevant experience in global structured fund management industry
• Bachelor degree in relevant discipline
• Working knowledge of AEOI, US Tax Services, Anti-Tax Evasion
• Strong reasoning and logic skills, with clear and coherent presentation of thoughts
• Fluency in English
• Ability to multi-task and function independently
• Proficiency in Word, Excel and Power point
• Excellent interpersonal, communication and management skills

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