Brickwork Ratings - Compliance Analyst (4-6 yrs)

Department : Regulatory Compliance

Job Location : Bangalore

Education : Bachelor's/Master's degree in Finance, Law, Business, or related field; Post Graduation and any additional certifications in these fields will be an added advantage.

Experience : 4 to 6 years of relevant experience in the Compliance division in financial services institutions - credit rating agencies/banks/NBFCs.

- Preference will be given to Immediate / Early Joiners

- About Brickwork Ratings Brickwork Ratings (BWR) is one of India's leading credit rating agencies, committed to providing the investment community with products and services needed to make informed investment decisions.

- Established in 2007, Brickwork Ratings, a SEBI-registered and RBI-accredited credit rating agency, has Canara Bank, a leading public sector bank as its promoter and strategic partner.

- BWR is headquartered in Bengaluru and has a pan-India presence.

- The rating team is headed by the analytical prowess of the industry's most experienced credit analysts, bankers, and regulators.

- BWR offers rating services to Bank Loans, NCD, Commercial Paper, Bonds, Mutual Funds, PPMLDs, and Security Receipts.

- BWR's ratings has rated over 100,000 large corporate, Banks, Financial Institutions, State and local Governments, and small businesses.

- BWR provides investors and lenders, with timely and in-depth research across the structured finance, public finance, financial institutions, project finance, and corporate sectors.

Role Summary:

- The role requires considerable experience in Regulatory Compliance with experience reading, interpreting, tracking, and assisting in administrating internal and external guidelines to comply with all regulatory requirements.

- Must be adept in the preparation of MIS Reports / Dashboards using Advanced

- Excel Spreadsheets.

- The individual will be responsible for maintaining repositories, preparing monthly and ad-hoc reports

- This role offers an exciting opportunity for individuals passionate about making a meaningful impact.

- If you possess the required qualifications and skills and are eager to contribute to positive change, we encourage you to apply for this position.

Primary Responsibilities:

- Strict control over Organizational Data Repository related to Regulatory Compliance for Preparation of Regulatory reports, Dashboards, Presentations

- Proficient in Regulatory Circulars/Guidelines' Interpretation.

- Assisting the Compliance Officer in gap analysis on new Regulatory Guidelines to ensure implementation.

- Collaborate with various departments for comprehensive Regulatory Compliance management and keep the Compliance Officer updated on any shortcomings to be addressed.

- Hands-on experience in assisting the Compliance Officer in preparing the periodical and ad-hoc Regulatory Reports sought by SEBI/RBI

- Ensure compliance of staff to policies such as Staff Accountability Policy, Trading Policy, Code of Conduct, etc., and maintain related documentary evidence.

- Answering employee queries relating to compliance-related matters

Competency / Skills:

- Domain Knowledge of Regulatory Compliance - Strong understanding of legal and regulatory requirements in the financial services industry - specifically in credit rating agencies/banks/NBFCs.

- Strong understanding of regulatory requirements (SEBI, RBI, NSDL) and relevant industry standards.

- Familiarity with regulatory portals such as NSDL etc.

- Proficient in MS Office.

- Especially an Excel expert with Advanced Excel skills, and the ability to analyze complex data and present meaningful reports to senior management

- Team Player with the ability to execute compliance projects focused on regulatory compliance.

- Provides necessary support to the Compliance Officer to implement compliance and risk management policies.

- Strong analytical, problem-solving, verbal, and written communication skills.

- Attention to detail