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Engaged Employer

BNY

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3.9

based on 4k Reviews

Video summary

131 BNY Jobs

Senior Associate, Client Onboarding/Transitions/Conversions/KYC

BNY Mellon International Operations (India)

3.9

based on 4k Reviews

5-7 years

₹ 3.2 - 25.5L/yr (AmbitionBox estimate)

Pune

1 vacancy

Senior Associate, Client Onboarding/Transitions/Conversions/KYC

BNY

posted 7hr ago

Job Role Insights

Flexible timing

Key skills for the job

Project Management Scheduling Document Review Financial Services CCTV Monitoring Financial Due Diligence

+ 3 more

Job Description

Client Onboarding / Transitions / Conversions - IC3Under minimal direction, onboards clients into the system, opens and closes accounts and handles transitions and conversions to the system
Serves as an advisor to clients as they onboard/transition/convert to/from organization products and solutions
Obtains and reviews the appropriate documentation and reference data, and ensures regulatory aspects of AML and KYC are completed prior to opening accounts
Ensures all SLAs are met
Prepares clients for entering new accounts by explaining and articulating the level of documentation required, regulations, complexities in the market and market expectations
Works directly with clients to open new accounts once due diligence on KYC and AML has been completed and works with client and internal parties around asset events
Closes off accounts by first checking for any pending activity or balances remaining in the account
Works directly with clients to access documentation requirements and reference data
May be responsible for onsite client support and training to assist with documentation, quality review and submission of documents
Ensure application form is received and tax documentation is received from the investor
Review documents and coordinate with all internal support groups, business managers, and external parties to ensure documents meet certain compliance requirements
Leads project management activities for onboarding / transitions / conversions such as reporting, planning, issue / risk tracking, scheduling, effort estimation, day-to-day tracking, and other project documentation preparation
Ensures client receives all necessary training or conducts the training him/herself
Identifies significant gaps or quality issues in transition processes and makes recommendations for improvement
Maintains a book of clients and ensure that client activity on an account is maintained once an account is opened
Supports complex conversion activities related to a mix of complex institutional client relationships requiring the in-depth understanding of custody and accounting processing activities
Completes an accurate conversion of data on financial statements for daily, weekly, or monthly valuation clients
Supports and reviews control reports to effectively mitigate risks and resolve problems that arise during the conversion process
Marshals firm-wide resources (product, technology, marketing, compliance, teams, etc
) to ensure client needs are being addressed
Ensures onboarding / transition / conversion activities meet all compliance, legal and regulatory requirements
May facilitate legal negotiation or document review
Participate in UAT, on boarding and fault resolution
Responsible for overall success of moderately-sized or complex transitions, ensuring client satisfaction through the monitoring of project quality and efficiency and management of the direct client experience
No direct reports
Acts as a Team Lead and provides guidance to less experienced colleagues
Allocates work to and monitors the work quality of others assigned to the client
Suggests process improvements based on post-mortem transition analysis
May have people management responsibilities in some geographies
Responsible for complex, mature and/or global clients or more complex platforms
Contributes to the achievement of team and area objectives
Bachelors degree or the equivalent combination of education and experience is required
Advanced/graduate degree preferred
5-7 years of total work experience preferred
Experience in securities, financial services or client-facing or project management roles preferred
Applicable local/regional licenses or certifications as required by the business

Employment Type: Full Time, Permanent

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What people at BNY are saying

3.9

Rating based on 120 Senior Associate reviews

Anonymous · BFSI, Investments & Trading in Pune

Likes

Provides good bonus, and enough leaves a year.

Dislikes

Management isnt good, appraisal is terrible, promotions are very less compared to number of new openings, managers doesnt let you apply for IJPs, have to provide explanation on each of your leaves with proofs.