Regulatory Reporting Analyst (Fresher)

Position Overview:

We are fresh graduates with a strong understanding of stock broking and an interest in financial regulations. The ideal candidate will have an eye for detail, strong analytical skills, and a passion for the stock market. As a Regulatory Reporting Analyst, you will play a key role in ensuring our organization remains compliant with all regulatory requirements in the stock broking industry. This position will be an integral part of the Regulatory Reporting Division. As an Regulatory Team, primary responsibility is to ensure the effective implementation and maintenance of internal control procedures for all the reporting.

Role & responsibilities:

• Identify potential risks and control gaps through assessments and data analysis Design and implement controls to mitigate identified gap and prevent financial losses.
• Monitor the effectiveness of reporting mitigation measures and recommend improvements as necessary.
• Develop and maintain the system, including norms, ensure the accuracy of financial reporting, and comply with applicable laws and regulations
• Collaborate with stakeholders to implement control-related initiatives and accountability.
• Document findings, recommendations, and action plans arising from reviews
• Maintain accurate records and logs for audits and regulatory examinations.
• Stay up-to-date with relevant laws, regulations, and industry standards affecting the financial services sector.
• Ensure compliance with internal policies as well as external regulatory requirements.
• Monitor the effectiveness of the internal system and make recommendations for improvement.
• Collaborate with cross-functional teams to streamline processes and improve operational efficiency.
• Identify opportunities to automate or optimize control procedures and enhance the accuracy and reliability of the information.
• Prepare and present reports on the results of internal control assessments to management.

Skills and Knowledge:

• Solid knowledge of stock broking frameworks in the financial services industry.
• Experience in conducting risk assessments, internal audits, or compliance reviews.
• Familiarity with financial systems, processes, and regulatory requirements specific to the financial services sector.
• Strong analytical and problem-solving skills, with the ability to identify control deficiencies and recommend appropriate solutions.
• Excellent communication and interpersonal skills to effectively collaborate with stakeholders at all levels.
• Attention to detail, high ethical standards, and the ability to handle sensitive and confidential information.

Preferred Candidate Profile:

1) Excellent Interpersonal and Communication Skills.

2) Writing & Presentation skill: perfect e-mail generation and note making ability, content should reveal an intelligent, creative and well-read mind.

3) Good hands on MS Office & Advance excel.

4) Fresher Graduate/ Post Graduate in Finance or equivalent field