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TresVista Compliance Analyst Interview Questions and Answers

Updated 21 Mar 2024

Q1. 8. What is Compliance and what does a compliance auditor do?

Ans.

Compliance ensures adherence to laws, regulations, and internal policies. Compliance auditors assess and monitor compliance activities.

  • Compliance involves following laws, regulations, and internal policies to ensure ethical business practices.

  • Compliance auditors conduct audits to assess if organizations are following relevant laws and regulations.

  • They review processes, procedures, and documentation to identify areas of non-compliance and recommend corrective actions.

  • Complianc...read more

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Q2. 14. Can you give me a range of foot falls in Terminal 3 of the same airport in 1 day?

Ans.

The footfall in Terminal 3 of an airport can range from a few thousand to tens of thousands in a day.

  • Footfall in Terminal 3 can vary based on factors like time of day, day of the week, and season.

  • During peak travel times, footfall can reach tens of thousands, while during off-peak times it may be in the thousands.

  • Events or special occasions can also impact footfall, leading to higher numbers on certain days.

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Q3. 9. What is Investment management and its types?

Ans.

Investment management involves managing financial assets to achieve specific investment goals.

  • Investment management is the professional management of various securities and assets to meet specific investment objectives.

  • Types of investment management include active management, passive management, and alternative investments.

  • Active management involves frequent buying and selling of securities in an attempt to outperform the market.

  • Passive management involves tracking a market i...read more

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Q4. 4. Difference between Mean and Median by using an example.

Ans.

Mean is the average of a set of numbers, while median is the middle value when the numbers are arranged in order.

  • Mean is calculated by adding all numbers in a set and dividing by the total count.

  • Median is the middle value when the numbers are arranged in order.

  • For example, in the set {2, 4, 6, 8, 10}, the mean is 6 and the median is 6.

  • If there is an even number of values, the median is the average of the two middle values.

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Q5. 11. Explain about the "VLOOKUP" function of MS-Excel.

Ans.

VLOOKUP is a function in MS-Excel used to search for a value in a table and return a corresponding value.

  • VLOOKUP stands for 'Vertical Lookup'.

  • It is used to search for a value in the first column of a table and return a value in the same row from a specified column.

  • Syntax: VLOOKUP(lookup_value, table_array, col_index_num, [range_lookup]).

  • Example: =VLOOKUP(A2, B2:D10, 3, FALSE) - searches for the value in cell A2 in the range B2:D10 and returns the value in the 3rd column.

  • The l...read more

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Q6. What do you understand about compliance?

Ans.

Compliance refers to adhering to laws, regulations, guidelines, and internal policies to ensure ethical and legal conduct within an organization.

  • Compliance involves following laws, regulations, and guidelines set by regulatory bodies.

  • It also includes adhering to internal policies and procedures of the organization.

  • Compliance ensures ethical conduct, risk mitigation, and maintaining the reputation of the organization.

  • Non-compliance can result in fines, legal actions, and damag...read more

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