TresVista Compliance Analyst Interview Questions and Answers

It was an Aptitude, Reasoning and Communication assessment test.
The test comprises of 2 sets:
1st set: Aptitude and Reasoning (30 questions, 30 minutes) Medium to Hard level
2nd set: Communication and English Usage (28 questions, 20 minutes) Easy to Medium level

Q1. After I passed in my assessment, HR of the company called me and scheduled a HR engagement and interaction session, where I was asked questions such as Salary Expectations, Current CTC, Notice period, Loca...read more
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Q1. It was an one on one technical round with an interviewer from TresVista. Here my technical skills, as well as qualities and abilities were tested. The interview took place for around 40-45 minutes. And I w...read more
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Q2. 2. Tell me about your previous experience?
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Q3. 3. Tell me about a major problem that you have solved and one major decision that you have made while working for your previous role.
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Q4. 4. Difference between Mean and Median by using an example.
Ans. 
Mean is the average of a set of numbers, while median is the middle value when the numbers are arranged in order.
• Mean is calculated by adding all numbers in a set and dividing by the total count.

• Median is the middle value when the numbers are arranged in order.

• For example, in the set {2, 4, 6, 8, 10}, the mean is 6 and the median is 6.

• If there is an even number of values, the median is the average of the two middle val...read more
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Q5. 5. Asked 4-5 questions about hobbies.(Current Lok Sabha speaker, Current Vice President, About G20 summit, etc.).
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Q6. 6. Tell me about TresVista as a company and what services does it provide and who can be the potential stakeholders of the company.
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Q7. 7. Explain me about the job description and what type of candidate the company is seeking for.
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Q8. 8. What is Compliance and what does a compliance auditor do?
Ans. 
Compliance ensures adherence to laws, regulations, and internal policies. Compliance auditors assess and monitor compliance activities.
• Compliance involves following laws, regulations, and internal policies to ensure ethical business practices.

• Compliance auditors conduct audits to assess if organizations are following relevant laws and regulations.

• They review processes, procedures, and documentation to identify areas of...read more
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Q9. 9. What is Investment management and its types?
Ans. 
Investment management involves managing financial assets to achieve specific investment goals.
• Investment management is the professional management of various securities and assets to meet specific investment objectives.

• Types of investment management include active management, passive management, and alternative investments.

• Active management involves frequent buying and selling of securities in an attempt to outperform ...read more
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Q10. 10. What do you mean by internal audit? Roles and responsibilities of an internal auditor?
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Q11. 11. Explain about the "VLOOKUP" function of MS-Excel.
Ans. 
VLOOKUP is a function in MS-Excel used to search for a value in a table and return a corresponding value.
• VLOOKUP stands for 'Vertical Lookup'.

• It is used to search for a value in the first column of a table and return a value in the same row from a specified column.

• Syntax: VLOOKUP(lookup_value, table_array, col_index_num, [range_lookup]).

• Example: =VLOOKUP(A2, B2:D10, 3, FALSE) - searches for the value in cell A2 in the ...read more
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Q12. 12. How well can you handle pressure, and meet tight deadlines.
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Q13. 13. Guesstimate Question: Can you tell me a range how many flights land and take off from Terminal 3 of Delhi Airport in 1 month. (You can use pen and paper if required, ask me any question if you require...read more
Ans. 
Estimating monthly flights at Delhi Airport's Terminal 3 involves analyzing daily operations and scaling up.
• Delhi Airport is one of the busiest in India, with Terminal 3 handling both domestic and international flights.

• Assume an average of 100 flights per day (takeoffs and landings combined).

• In a month (30 days), this would result in approximately 3,000 flights.

• Consider peak seasons and holidays, which may increase thi...read more
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Q14. 14. Can you give me a range of foot falls in Terminal 3 of the same airport in 1 day?
Ans. 
The footfall in Terminal 3 of an airport can range from a few thousand to tens of thousands in a day.
• Footfall in Terminal 3 can vary based on factors like time of day, day of the week, and season.

• During peak travel times, footfall can reach tens of thousands, while during off-peak times it may be in the thousands.

• Events or special occasions can also impact footfall, leading to higher numbers on certain days.
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Q15. 15. Interview is over, do you have any questions for me?
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Q16. I really performed my interview well. I have passed my assessment with a good score, and also I have cleared my HR round, but still they rejected me based on my technical expertise and experience. In my t...read more
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Q1. What do you understand about compliance?
Ans. 
Compliance refers to adhering to laws, regulations, guidelines, and internal policies to ensure ethical and legal conduct within an organization.
• Compliance involves following laws, regulations, and guidelines set by regulatory bodies.

• It also includes adhering to internal policies and procedures of the organization.

• Compliance ensures ethical conduct, risk mitigation, and maintaining the reputation of the organization.

• No...read more
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General Logical Reasoning, math and aptitude.

Q1. Some definitions of important business terms were asked.
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Q2. Where i see myself in next 5 years
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Q1. Tell me about yourself.
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Q2. What kind of opportunities are you looking at?
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