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Tipsons Group Compliance Officer Interview Questions and Answers

Updated 16 May 2023

Tipsons Group Compliance Officer Interview Experiences

1 interview found

Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via LinkedIn and was interviewed in Apr 2023. There were 5 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Don’t add your photo or details such as gender, age, and address in your resume. These details do not add any value.
View all tips
Round 2 - HR 

(1 Question)

  • Q1. Introduction and Basic about family back ground, working experience, salary expectations, reason behind choosing our company.
Round 3 - Technical 

(1 Question)

  • Q1. Meeting with Senior of the company and share about the working knowledge of the company. What are you looking for in terms of growth aspects for company in upcoming period of time, if he selected.
Round 4 - Group Discussion 

Further (after discussed by Senior with HR and other person of department where the person to be appointed for the particular post) if, company interested to hire such person then again meeting with candidates and finalize the term and condition, other rules and regulations of the company.
and allow such time for taking decision to candidate, so that company shall move for final procedure.

Round 5 - One-on-one 

(1 Question)

  • Q1. Candidate after complete the thought process with the company may give their accent or decent.

Interview Preparation Tips

Interview preparation tips for other job seekers - Be humble toward the Company, which is going to be hired you for particular post.
Share all your working knowledge perfectly for which the company is going to be selected you for the particulars post, which help the company to easy thought process and decision making process.

Compliance Officer Jobs at Tipsons Group

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Interview questions from similar companies

I applied via Referral and was interviewed before Apr 2020. There were 3 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Technical questions on eloqua, email marketing

Interview Preparation Tips

Interview preparation tips for other job seekers - Be comfident while answering

I applied via Referral and was interviewed before Mar 2021. There were 3 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - HR 

(3 Questions)

  • Q1. What are your salary expectations?
  • Q2. Share details of your previous job.
  • Q3. Why are you looking for a change?
Round 3 - Technical 

(1 Question)

  • Q1. About process and total experience

Interview Preparation Tips

Interview preparation tips for other job seekers - Be attentive. Always provide answer to the point. Explain your full experience in good and accurate manner. You need to provide full and constrictive information about your process/operation knowledge

I applied via Approached by Company and was interviewed before May 2021. There were 4 interview rounds.

Round 1 - Coding Test 

Online questions were based on scenarios to write SQL queries. Also got few questions on Python as well for which I had only limited knowledge.

Round 2 - Technical 

(8 Questions)

  • Q1. I'm listing some of the questions here which the interviewers (2 panel resources) asked me regarding Informatica ETL, Oracle DB and I might have missed some of them. What types of indexes are used on Orac...
  • Q2. What happens if Treat source row property as "Update" at session level but at target object "Delete" is checked?
  • Ans. 

    The source row will be treated as an update, but the target object will be deleted.

    • The session level property 'Treat source row as Update' will be applied to the source row.

    • The target object will be deleted regardless of the update status of the source row.

    • This can result in data loss if the source row contains important information.

  • Answered by AI
  • Q3. What are the different types of dimension tables?
  • Ans. 

    Dimension tables are used in data warehousing to provide descriptive information about the data in fact tables.

    • Slowly changing dimensions

    • Junk dimensions

    • Degenerate dimensions

    • Role-playing dimensions

    • Bridge dimensions

  • Answered by AI
  • Q4. What schema type was used in your previous project? And explain why it was used?
  • Ans. 

    We used a relational schema in our previous project as it was suitable for the data structure and allowed for efficient querying.

    • Relational schema was used as it allowed for efficient querying of data

    • The data structure was suitable for a relational schema

    • We were able to easily join tables to retrieve necessary data

    • Examples include using SQL to query a database with multiple tables

    • Normalization was used to reduce data r

  • Answered by AI
  • Q5. Difference between Joiner and Lookup transformations?
  • Ans. 

    Joiner combines data from multiple sources based on a common key, while Lookup retrieves data from a reference table based on a matching key.

    • Joiner is used to combine data from two or more sources based on a common key column.

    • Lookup is used to retrieve data from a reference table based on a matching key column.

    • Joiner can perform inner, outer, left, and right joins, while Lookup can only perform an inner join.

    • Joiner can...

  • Answered by AI
  • Q6. Scenario: I have records in a flat file ending with ; character at the end of each them. How to load these records into DB based on this character? What property will be used in Informatica?
  • Q7. How version control happened in your previous project?
  • Ans. 

    We used Git for version control in our previous project.

    • We created a Git repository for the project.

    • All team members were added as collaborators to the repository.

    • We followed the Git flow branching model.

    • We used pull requests for code review and merging.

    • We used tags to mark important releases.

    • We regularly pushed our changes to the remote repository.

    • We used Git commands like commit, push, pull, merge, and rebase.

    • We used...

  • Answered by AI
  • Q8. Which SCD type you worked on before and explain on that?
  • Ans. 

    I have worked on SCD Type 2 before.

    • SCD Type 2 is used to track historical changes in data.

    • It creates a new record for each change and maintains a history of changes.

    • It includes start and end dates for each record.

    • Example: Tracking changes in employee salary over time.

  • Answered by AI
Round 3 - One-on-one 

(1 Question)

  • Q1. This round was taken by the project manager on a phone call. He asked me few basic fundamental questions related to my skills and the things which I worked on in my previous project. He also told me about ...
Round 4 - HR 

(1 Question)

  • Q1. Just F2F discussion with HR finalising on the compensation structure, learning opportunities and the organisational benefits as an employee.

Interview Preparation Tips

Interview preparation tips for other job seekers - If you're an experienced person, be confident about the things which you handled in previous project and be precise on to the point. Don't elaborate too much as the interviewers might build up questions based on that. Be strong in your technical areas of expertise. Expect scenario based questions related to your skills.

Skills evaluated in this interview

I applied via Recruitment Consultant and was interviewed before Sep 2020. There were 4 interview rounds.

Interview Questionnaire 

7 Questions

  • Q1. Why you want to change the Job ?
  • Q2. What is accrual account and Journal entry ?
  • Ans. 

    Accrual account is a type of account that records revenue or expenses that have been earned or incurred but not yet received or paid.

    • Accrual accounting recognizes revenue and expenses when they are earned or incurred, regardless of when the cash is received or paid.

    • Accrual accounts are used to record these transactions until they are paid or received.

    • Journal entry is the process of recording a transaction in the accoun...

  • Answered by AI
  • Q3. What is prepaid accounts and its journal entry ?
  • Q4. Difference between the amortization and Depreciation ?
  • Q5. Golden Rules
  • Q6. Reconciliations meaning and process
  • Ans. 

    Reconciliations involve comparing financial records to identify discrepancies and resolve them.

    • Reconciliations are important for ensuring accuracy in financial reporting.

    • The process involves comparing two sets of records, such as bank statements and accounting records.

    • Any discrepancies are identified and investigated to determine the cause.

    • Examples of reconciliations include bank reconciliations, accounts receivable re

  • Answered by AI
  • Q7. Self Introduction ?

Interview Preparation Tips

Interview preparation tips for other job seekers - If you are applying for R2R, you should know the Accounts. 1st question of the Interviewer would be Introduction. He wants to know why you want to change your Job.

I applied via Recruitment Consultant and was interviewed in Mar 2021. There were 3 interview rounds.

Interview Questionnaire 

2 Questions

  • Q1. Questions were totally related to my work.
  • Q2. And also see how well knowledged you are

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident and be prepared for the interview based on the subject you are going through

I applied via Naukri.com and was interviewed before Jul 2020. There were 3 interview rounds.

Interview Questionnaire 

2 Questions

  • Q1. Performa in 3par
  • Ans. 

    Performa is a performance monitoring tool for HPE 3PAR storage arrays.

    • Performa provides real-time monitoring of storage performance metrics.

    • It helps identify performance bottlenecks and optimize storage performance.

    • Performa can generate reports and alerts based on user-defined thresholds.

    • It can also be used for capacity planning and trend analysis.

    • Examples of performance metrics monitored by Performa include IOPS, late

  • Answered by AI
  • Q2. San zoning

Interview Preparation Tips

Interview preparation tips for other job seekers - Brushup basics.

Interview Questionnaire 

1 Question

  • Q1. Questions on profile, team handling etc

I applied via Naukri.com and was interviewed in May 2021. There was 1 interview round.

Interview Questionnaire 

1 Question

  • Q1. Related to Sever

Interview Preparation Tips

Interview preparation tips for other job seekers - There were 2 Tech round and the interviewer asked me from the JD not from Resume.
We have to be strong in technical.
All the Best for your career

I applied via Naukri.com and was interviewed in Dec 2020. There were 3 interview rounds.

Interview Questionnaire 

2 Questions

  • Q1. They asked about the roles and responsibilities.
  • Q2. Questions related to Adobe campaign, workflow, campaigns , activities

Interview Preparation Tips

Interview preparation tips for other job seekers - It was great interview, they asked me to introduce myself and based on that they asked me questions.

Tipsons Group Interview FAQs

How many rounds are there in Tipsons Group Compliance Officer interview?
Tipsons Group interview process usually has 5 rounds. The most common rounds in the Tipsons Group interview process are Resume Shortlist, HR and Technical.
How to prepare for Tipsons Group Compliance Officer interview?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at Tipsons Group. The most common topics and skills that interviewers at Tipsons Group expect are Compliance, SEBI and Companies Act.

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Tipsons Group Compliance Officer Interview Process

based on 1 interview

Interview experience

5
  
Excellent
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Compliance Officer

Ahmedabad

2-7 Yrs

₹ 6-16 LPA

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