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Franklin Templeton Investments Compliance Analyst Interview Questions and Answers

Updated 1 Dec 2024

Franklin Templeton Investments Compliance Analyst Interview Experiences

1 interview found

Interview experience
4
Good
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via LinkedIn and was interviewed in Jun 2024. There was 1 interview round.

Round 1 - One-on-one 

(1 Question)

  • Q1. Prior Experience

Interview Preparation Tips

Interview preparation tips for other job seekers - Just be yourself and show that you are interested in learning new things

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Interview experience
4
Good
Difficulty level
Moderate
Process Duration
-
Result
Not Selected

I applied via Naukri.com and was interviewed in Jan 2024. There was 1 interview round.

Round 1 - One-on-one 

(2 Questions)

  • Q1. What is your experience in Regulatory compliance?
  • Ans. 

    I have over 10 years of experience in regulatory compliance, including developing policies, conducting audits, and ensuring adherence to laws and regulations.

    • Developed and implemented compliance policies and procedures

    • Conducted regular audits to ensure adherence to regulations

    • Provided training to staff on compliance requirements

    • Worked closely with regulatory agencies to address any issues or concerns

    • Stayed up-to-date o...

  • Answered by AI
  • Q2. Name few Acronyms related to this field based on your experience and explain the same ?
  • Ans. 

    Some acronyms related to Compliance Executive field are AML, KYC, FCPA, GDPR, and SOX.

    • AML - Anti-Money Laundering

    • KYC - Know Your Customer

    • FCPA - Foreign Corrupt Practices Act

    • GDPR - General Data Protection Regulation

    • SOX - Sarbanes-Oxley Act

  • Answered by AI

Franklin Templeton Investments Interview FAQs

How many rounds are there in Franklin Templeton Investments Compliance Analyst interview?
Franklin Templeton Investments interview process usually has 1 rounds. The most common rounds in the Franklin Templeton Investments interview process are One-on-one Round.
How to prepare for Franklin Templeton Investments Compliance Analyst interview?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at Franklin Templeton Investments. The most common topics and skills that interviewers at Franklin Templeton Investments expect are investment, Financial Services, Monitoring, Risk Assessment and Analytical.

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Franklin Templeton Investments Compliance Analyst Interview Process

based on 1 interview

Interview experience

4
  
Good
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Franklin Templeton Investments Compliance Analyst Salary
based on 28 salaries
₹6.5 L/yr - ₹18.6 L/yr
71% more than the average Compliance Analyst Salary in India
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Franklin Templeton Investments Compliance Analyst Reviews and Ratings

based on 4 reviews

3.8/5

Rating in categories

4.5

Skill development

4.2

Work-life balance

3.8

Salary

4.0

Job security

3.6

Company culture

3.6

Promotions

4.0

Work satisfaction

Explore 4 Reviews and Ratings
Compliance Analyst

Hyderabad / Secunderabad

1-5 Yrs

₹ 6.5-15 LPA

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