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Franklin Templeton Investments

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Franklin Templeton Investments Compliance Analyst Interview Questions and Answers

Updated 1 Dec 2024

Franklin Templeton Investments Compliance Analyst Interview Experiences

1 interview found

Compliance Analyst Interview Questions & Answers

Anonymous

posted on 1 Dec 2024

Interview experience

Good

Difficulty level

Moderate

Process Duration

2-4 weeks

Result

Selected

I applied via LinkedIn and was interviewed in Jun 2024. There was 1 interview round.

Round 1 - One-on-one

(1 Question)

Q1. Prior Experience

Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Just be yourself and show that you are interested in learning new things

Top trending discussions

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Interview Tips & Stories

I have been shortlisted for an interview at Bloomberg for the investment / real estate reporter role. How can I prepare for the interview? What all do I need to keep in mind for my prep? Please help, I am very nervous! Thank you

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Compliance Executive Interview Questions & Answers

CSC Global

Anonymous

posted on 11 Jul 2024

Interview experience

Good

Difficulty level

Moderate

Process Duration

Result

Not Selected

I applied via Naukri.com and was interviewed in Jan 2024. There was 1 interview round.

Round 1 - One-on-one

(2 Questions)

Q1. What is your experience in Regulatory compliance?

Ans.

I have over 10 years of experience in regulatory compliance, including developing policies, conducting audits, and ensuring adherence to laws and regulations.

Developed and implemented compliance policies and procedures
Conducted regular audits to ensure adherence to regulations
Provided training to staff on compliance requirements
Worked closely with regulatory agencies to address any issues or concerns
Stayed up-to-date o...

Answered by AI

Add your answer

Q2. Name few Acronyms related to this field based on your experience and explain the same ?

Ans.

Some acronyms related to Compliance Executive field are AML, KYC, FCPA, GDPR, and SOX.

AML - Anti-Money Laundering
KYC - Know Your Customer
FCPA - Foreign Corrupt Practices Act
GDPR - General Data Protection Regulation
SOX - Sarbanes-Oxley Act

Answered by AI

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Franklin Templeton Investments Interview FAQs

How many rounds are there in Franklin Templeton Investments Compliance Analyst interview?

Franklin Templeton Investments interview process usually has 1 rounds. The most common rounds in the Franklin Templeton Investments interview process are One-on-one Round.

How to prepare for Franklin Templeton Investments Compliance Analyst interview?

Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at Franklin Templeton Investments. The most common topics and skills that interviewers at Franklin Templeton Investments expect are investment, Financial Services, Monitoring, Risk Assessment and Analytical.

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Franklin Templeton Investments Interviews By Designations

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Franklin Templeton Investments Compliance Analyst Interview Process

based on 1 interview

Interview experience

Good

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Franklin Templeton Investments Compliance Analyst Salary

based on 30 salaries

₹6.5 L/yr - ₹18.6 L/yr

72% more than the average Compliance Analyst Salary in India

View more details

Franklin Templeton Investments Salaries in India

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