Quality Control KYC _ Financial Services

Job Description:  

Oversight of the KYC records produced by the KYC team
Responsible for the sign off KYC cases prior to the client review
Review of rationale and process for identifying Sanctions, PEPs and negative media
Provide training and knowledge sharing of key KYC principals and processes to improve first time pass rate and the SLAs with the client
Dealing with escalations and issues from the team and the client.
Providing solutions and guidance to the client and teams
Proactively engaging with key client stakeholders to advise on issues relating to quality
Work with the team to identify any material trends for ongoing quality and cycle time improvement
Working with senior managers to assist in the growth and scale of the business

Key Skills:  

·Strong knowledge and experience of KYC processes
·Prior QC experience
·Screening SME for sanctions, PEPS and negative media
·Understanding of key Controls, Compliance/AML, Investigation functions in the banking industry
·Understanding of the possible implications of financial sanctions on banks and financial institutions (OFAC, HM Treasury, EU and UN sanctions)
·Excellent understanding of the end to end KYC and client on-boarding processes
·Excellent communicator, able to effectively communicate with stakeholders and clients
·Client Service Excellence