Unifi Capital - Senior Executive - Surveillance & Risk Management (2-5 yrs)

Role: Senior Executive - Surveillance and Risk management

Location: Chennai

Experience: 2 to 5 years

About Unifi Capital

Unifi Capital is one of India's largest independent portfolio managers with a legacy of more than 22 years. The firm was founded with a focus on under-researched segments comprising over 400 listed firms, which has significantly paid off, leading to consistent investment outperformance.

Our combined AUM (as of May 2024) is USD 3+ Bn across various SEBI- and IFSCA-regulated platforms - PMS, AIF, and Offshore. We serve about 11,000 diverse clients including institutions, family offices, and high-net-worth individuals, delivering consistent and superior returns.

At Unifi Capital, we believe our people are the heart and soul of our success. About 25% of its 125-member team has been with the firm for over a decade, reflecting strong internal cohesion and commitment.

Job Description: Surveillance and Risk Management personnel

- Handling trading and risk management processes in ODIN trading platform.

- Monitor and independently validate the trades related to Portfolio Management Services and AIFs.

- Set up and monitor trade limits, including exposure, margin utilization, and limit breaches.

- Prepare MIS reports on ODIN activities and compliance matrix to senior management.

- Collaborate with the IT team for timely resolution of system issues or enhancements; stay updated on the latest updates and features of the ODIN platform to improve operations.

Qualifications & Experience:

- Bachelor's or Master's degree

- 2-5 years of experience in risk management & surveillance, or dealing, preferably with exposure to PMS, AIF, and retail trading.

- Strong proficiency in using the ODIN trading platform.

- Certifications like NISM-Series-VII (Securities Operations and Risk Management) or equivalent.

- In-depth knowledge of SEBI regulations, trading processes, and risk management practices.

- Strong communication/interpersonal skills for effective stakeholder coordination and attention to details.

At Unifi Capital, we offer a competitive compensation package and a work environment that fosters growth and development.