eComms & aComms Monitoring Analyst APAC

Are you risk averseDo you have good interpretation and eye-for-detail skillsWe re looking for someone like that who can:
- act as a compliance and operational risk control subject-matter expert across all business divisions, supporting them in managing risk
- Conduct and document monitoring reviews to assess compliance with and adherence to regulations and internal EA communication policies;
- make sure risk frameworks are designed well and operating effectively
- deliver independent risk assessment and reports that shed light on our risk profile
- review employee communications, conduct initial analysis and identify suspicious activity as well as escalate cases for further review
- Investigation and closing out the daily alerts thoroughly in a timely manner, and ensuring significant issues identified are fully investigated and promptly escalated where necessary
- support change-the-bank programmes within the employee monitoring space
- help with the design and development of monitoring reports and assist management with testing enhancements to the monitoring program
- continuously improve their knowledge and understanding of the firms policies and industry regulations You ll be working in the Communications Surveillance team in Pune for Compliance Operational Risk Control - Compliance Investigations department.
We re responsible for monitoring communications across all division for the following key compliance risks: offline communications, client complaints, market conduct and conflicts of interest etc. We make sure there s no abuse of sensitive information, that internal policies are followed and that our reputation is protected from legal and regulatory risks. You have:
- a degree from an accredited university
- experience in Surveillance, risk management, risk control, audit or compliance
- a strong understanding of financial services and their various banking divisions
- an understanding of the regulatory environment and expectations
- knowledge of rules and guidance, together with other relevant regulations and codes of practice
- experience in building relationships with stakeholders


You are:
- a strong communicator and analytical ability to provide practical solutions for minimizing risk
- result-oriented and assertive (you don t shy away from challenging situations)
- organized, with the ability to prioritize tasks
- an expert at record-keeping abilities, attention to details and investigation skills