Financial Crime Prevention Quality Assurance Testing

Do you want to keep criminals and terrorists from abusing the financial and legislative systemsAre you the type of person willing to be an individual contributor, and stand up for what is rightDo you know how to maintain independence and objectivityWe are looking for someone who can:

perform Quality Assurance ("QA") work on AML Transaction Monitoring ("TM"), which includes sourcing and data analysis, sampling selection, independently performing AML TM sampled alerts, drafting of QA results, and reporting results to senior management

prepare assessments that reflect the Global minimum control standards, local standards, business practices and regulatory expectations

assist in the execution of routine periodic controls in line with FCP Assurance APAC regional plan.

escalate unusual/suspicious activities. Your experience and skills:

University degree or international equivalent

ideally 8+ years of AML experience in wealth management and/or private bank.

prior experience in Transaction monitoring (team lead capacity), QA testing, Internal Audit and/or regulatory reviews (i.e., you know how to review and/or disposition alerts/reports)

Understanding of Transaction Monitoring framework and AML typologies.

Certified Anti-Money Laundering Specialist (ACAMS) / Certified Fraud Examiner (CFE) / Certified AML and Fraud Professional (CAFP)

excellent report writing skills with the ability to communicate risks, controls and proposed operational solutions in an effective way to audiences of all levels of seniority

able to think on your feet , balancing commercial objectives with legal, regulatory, and ethical considerations to arrive at sound judgments and decisions and providing compelling solutions

analytical with the ability to provide practical solutions and prioritize a diverse workload with multiple deadlines

result-oriented and assertive (you don t shy away from challenging situations)

detail-oriented with the ability to multi-task and change directions based on business demands. UBS is the world s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.