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81 Regulatory Compliance Jobs in Pune

Deputy Unit Manager - Compliance

BAJAJ FINANCIAL SECURITIES LIMITED

 · 

4.0

 based on 6.7k Reviews

2-3 years

Pune

Deputy Unit Manager - Compliance

Bajaj Finance

posted 2d ago

Job Role Insights

Key skills for the job

Quality Assurance RBI Accounting Project Management Auditing Regulatory Affairs

+ 10 more

Job Description

    



Job Purpose  
Perform LHS-RHS activity with respective stakeholders including COEs, Business Compliance and horizontal support functions.
Closely work with CDI and CMT teams within compliance.
Validate and confirm closure of LHS-RHS response in compliance system.    



Duties and Responsibilities  
Major Activities carried out by the role

1. Major Activity 1
  •  Perform LHS-RHS activity closed for all required circulars and guidelines issued by regulators.
  •  Create and execute annual LHS-RHS activity plan for all master circulars and guidelines.
  •  Work closely Businesses, COEs, Horizontal support functions for closure of LHS-RHS activity and become compliant for all guidelines issued by various regulators.

    2. Major Activity 2
  •  Engage and work closely with Businesses, COEs, Horizontal support functions to become compliant on all LHS points for various guidelines issued by regulators.
  •  Engage and work closely with sub functions within compliance unit (eg. CMT, CDI, advisory team etc)

    3. Major Activity 3
  •  Publishing reports on ICF activities
  •  Track and moderate closure of No items with respective stakeholders    



    Key Decisions / Dimensions  
    Prioritization of work and tasks as per situations and requirements
    - Co-ordination with stakeholders and submitting on various tool requirement.    



    Major Challenges  
    Complexity due to 99 PPG and compliance requirement
    - Maintaining timeline of LHS-RHS for multiple guidelines by multiple regulators (Majorly RBI along with IRDA, NPCI and UDAI.
    - Initial challenges with Compliance tool, as it is new and yet to be completely developed and maintained.
    - Very high expectation from the role.
    - New and big team    



    Required Qualifications and Experience  
    a) Qualifications
  •  CA / CS with 2-3 years experience in banking industry
  •  Additional certifications in banking and Compliance like CIA / CISA / CAIIB are preferred
  •  Strong domain knowledge of RBI requirements related to retail assets, liabilities, payments, etc in BFSI sector is required

    b) Work Experience
  •  2 to 3 years of experience in Banking and finance industry in Compliance / operations / audit functions.
  •  Expertise in understanding of regulatory requirements specifically from RBI.
  •  Strong domain knowledge of RBI requirements related to retail assets, payments, etc in BFSI sector is required Relevant experience in content creation

    c) Skills Keywords
  •  Excellent communication skills and presentability
  •  Demonstrate leadership, negotiation, communication and audit/ compliance management skills in order to handle CDI team activities and engage with Senior Management
  •  Develop rapport with Business teams for adding value through compliance recommendations.
  •  Bring new knowledge on board and keep updated with rapidly changing business environment.
  •  Constantly challenge status quo for bringing value addition    

    • Employment Type: Full Time, Permanent

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    What people at Bajaj Finance are saying

    4.8
     Rating based on 6 Compliance Manager reviews

    Likes

    Nice working culture work life balance is good

    • Salary - Excellent
      • +6 more
    Dislikes

    Haven't felt any dislikes

    Read 6 Compliance Manager reviews

    Compliance Manager salary at Bajaj Finance

    reported by 19 employees
    Lock Unlock
    ₹5 L/yr - ₹8 L/yr
    54% less than the average Compliance Manager Salary in India
    View more details

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