SOX Compliance Manager

Job Role - SOX Compliance Manager

Experience - 3-8 years

Location - New Delhi

Key Responsibilities:

SOX Compliance Program Management

• Lead the execution and enhancement of the company s SOX compliance program .
• Develop, implement, and monitor internal controls over financial reporting (ICFR) .
• Ensure compliance with Section 302 and Section 404 of the Sarbanes-Oxley Act .

Risk Assessment & Internal Controls

• Conduct risk assessments to identify key control gaps and areas of improvement.
• Design and evaluate the effectiveness of internal controls and financial reporting processes.
• Partner with business units to enhance risk mitigation strategies .

Testing & Monitoring

• Oversee SOX control testing and validation to ensure compliance with regulatory requirements.
• Work closely with internal and external auditors to facilitate audit reviews .
• Track control deficiencies and drive remediation efforts.

Policy & Process Improvements

• Develop and update SOX documentation, policies, and procedures .
• Implement best practices for internal controls to optimize business processes.
• Provide training and guidance on SOX requirements to internal stakeholders.

Collaboration & Reporting

• Collaborate with Finance, IT, Legal, and Internal Audit teams to ensure compliance alignment.
• Prepare and present SOX compliance reports to senior leadership.
• Stay up to date with regulatory changes, PCAOB standards, and industry best practices .