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Compliance Manager
0-3 years
₹ 6.5 - 7.44L/yr (AmbitionBox estimate)
Pune
1 vacancy
Compliance Manager
Prachay
posted 7hr ago
Job Role Insights
Fixed timing
Key skills for the job
Job Description
Company Secretary (Member of ICSI)
LLB will be an added advantage
- Thorough knowledge of all provisions with respect to applicable regulations of SEBI, RBI and Companies Act, 2013.
- Drafting and maintenance of secretarial records of all group entities and audit.
- Conducting board and investor meetings.
- Skilled with SEBI AIF and ancillary compliances.
- Handle process for dematerialization of any securities.
- Handling investor on-boarding process in Prachay Group and manage investor relationship by facilitating resolutions to queries.
- Timely coordination with intermediaries. Eg: Depositories, DPs, RTA, Trustee, Custodian etc.
- Be acquainted with Online Bond Platform regulations and its operations.
- Stay updated with regulatory and compliance amendments.
Skills and Knowledge
- Investor Relations and Communication & Presentation Excellence.
- Expert Knowledge of corporate laws, securities laws.
- Basic knowledge of SEBI(AIF) guidelines & RBI(NBFC).
- Interpretation, analysis & application of relevant provisions of Companies Act.
- Drafting skills.
- Research and detail oriented.
Experience Background
- CS Firm dealing with public & listed companies.
Employment Type: Full Time, Permanent
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Prachay Pune Office Location
411005
