CS Freshers / Senior Executive - Surveillance & Investigation

CA / ( CS Freshers Required )

Job Purpose

• To investigate post the market surveillance activities, to identify and investigate abnormal trading practices and initiate suitable action and creating reports based on said investigation.

Key Result Areas

1.Daily / Weekly/ Monthly investigation related activities / internal reports/new/ existing clients/SEBI Debarred Entities/ Hedgers report , Client -Member profiling.

2. Commodity Specific Snap and detailed investigations, Early Warning Signals.

3. Algo based trading monitoring, developing reports, processing of alerts.

4. Reply to letters from regulatory authorities viz SEBI. Meeting all requirements with respect to SEBI.

5. Investigation based on Surveillance alerts to identify instances of price manipulation, circular trading, cartelization, etc.

6. Disclosure on website

7. Enhancing Surveillance reports and alerts, develop new reports for the team in Power BI.