Upload Button Icon Add office photos
filter salaries All Filters

122 Morgan Stanley Jobs

Associate - Quality Control (QC) (Wealth Management)

3-5 years

Mumbai

1 vacancy

Associate - Quality Control (QC) (Wealth Management)

Morgan Stanley

posted 4d ago

Job Role Insights

Flexible timing

Job Description

Department Profile
The WM and U.S. Banks Financial Crimes Risk Team is embedded within the Firms business line. It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher risk client types. The WM and U.S. Banks Financial Crimes Risk Team is considered the first line of defense and supports the onboarding, enhanced due diligence, and negative news processes for Morgan Stanley.

Primary Responsibilities
- Determine sampling population in accordance with procedures
- Assist in preparing ongoing and ad hoc reporting for senior management
- Report metrics and communicate results to senior management and stakeholders
- Share any required feedback with QC Analysts to ensure consistency / standardize findings
- Escalate weekly results with Quality Control Bank Officers for final review and sign-off

Qualifications

Required Experience:
Minimum undergraduate degree in related field
Minimum 3-5 years of experience in financial crimes/AML compliance testing, Audit or similar related QA/QC testing experience
Skills Required:
- Strong knowledge of AML regulatory requirements and expectations (Domestic - US and International - non-US), MS WM and U.S. Banks Financial Crimes Risk policies and procedures, KYC standards, and QC Program and procedures
- Good managerial, communications, analytical, project management and planning skills to be able to implement QC Testing Program including sampling methodology, developing metrics and reporting, and coordinating with QC Analysts to drive consistency in QC testing and outcomes as appropriate
- Good knowledge of business, products, operations, systems and organization to be able to implement the QC program
- Basic knowledge of MS Office (Microsoft Excel/PowerPoint/Word/Access)

Ability to:

- Take initiative, analyze, summarize, and communicate effectively

- Investigate, identify issues, impacts and trends as a result of QC testing to propose comprehensive solutions

- Identify and recommend improvements to the QC Program

- Multitask effectively and action matters promptly

- Work independently and in a team environment

- Handle highly confidential information with appropriate discretion

- Work in a high volume, fast paced environment; and
- Work in a matrixed organization, leveraging resources across the organization in order to perform QC activity and make recommendations based on QC findings
Collect data, develop trend analysis, and prepare reporting of key QC metrics for relevant stakeholders

Additional Skills Desired:
Certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification / license / audit / control testing certification (is a plus)

Employment Type: Full Time, Permanent

Read full job description

Prepare for Quality Controller roles with real interview advice

People are getting interviews at Morgan Stanley through

(based on 170 Morgan Stanley interviews)
Job Portal
Referral
Company Website
Campus Placement
Walkin
Recruitment Consultant
29%
19%
16%
9%
3%
2%
22% candidates got the interview through other sources.
High Confidence
?
High Confidence means the data is based on a large number of responses received from the candidates.

What people at Morgan Stanley are saying

What Morgan Stanley employees are saying about work life

based on 1.4k employees
68%
93%
81%
88%
Flexible timing
Monday to Friday
No travel
Day Shift
View more insights

Morgan Stanley Benefits

Work From Home
Free Transport
Cafeteria
Health Insurance
Soft Skill Training
Job Training +6 more
View more benefits

Compare Morgan Stanley with

JPMorgan Chase & Co.

4.1
Compare

Goldman Sachs

3.6
Compare

TCS

3.7
Compare

Deloitte

3.8
Compare

Amazon

4.1
Compare

Citigroup

3.6
Compare

Bank of America

4.3
Compare

UBS

4.0
Compare

Barclays

3.9
Compare

Deutsche Bank

3.9
Compare

HSBC Group

4.0
Compare

Wells Fargo

3.9
Compare

Cholamandalam Investment & Finance

4.0
Compare

BNY

4.0
Compare

American Express

4.2
Compare

State Street Corporation

3.8
Compare

HDFC Sales

4.0
Compare

Citicorp

3.7
Compare

Aditya Birla Capital

4.0
Compare

BNP Paribas

3.9
Compare

Similar Jobs for you

Quality Controller at Morgan Stanley Advantage Services Pvt. Ltd.

Mumbai

3-5 Yrs

₹ 4-6 LPA

Management at Morgan Stanley Advantage Services Pvt. Ltd.

Mumbai, Japan

3-6 Yrs

₹ 7-8 LPA

Management at Morgan Stanley Advantage Services Pvt. Ltd.

Mumbai, Japan

0-3 Yrs

₹ 5-9 LPA

Associate Information Management at Morgan Stanley Advantage Services Pvt. Ltd.

Mumbai

2-5 Yrs

₹ 4-7 LPA

Risk Management at Goldman Sachs

Hyderabad / Secunderabad

4-5 Yrs

₹ 6-7 LPA

Business Analyst at Morgan Stanley Advantage Services Pvt. Ltd.

Mumbai

1-5 Yrs

₹ 5-9 LPA

Management at Goldman Sachs

Bangalore / Bengaluru

0-3 Yrs

₹ 2-4 LPA

Associate at Morgan Stanley Advantage Services Pvt. Ltd.

Mumbai

2-5 Yrs

₹ 7-12 LPA

Senior Associate at TIAA

Mumbai

2-5 Yrs

₹ 4-7 LPA

Management at Goldman Sachs

Bangalore / Bengaluru

2-4 Yrs

₹ 4-6 LPA

Morgan Stanley Mumbai Office Locations

View all
Mumbai Office
Morgan Stanley India Co. Private Limited, 18F, Tower 2, One Indiabulls Centre 841, Senapati Bapat Marg Mumbai
Maharashtra 400013
Mumbai Office
Morgan Stanley, Athena, Bldg. No. 5, Sector 30, Mindspace, Goregaon West Mumbai
Maharashtra 400090

Associate - Quality Control (QC) (Wealth Management)

3-5 Yrs

Mumbai

4d ago·via naukri.com

Associate

3-6 Yrs

₹ 9 - 15L/yr

Mumbai

14hr ago·via naukri.com

Associate - Instructional Designer ( Wealth Management )

5-7 Yrs

Mumbai

4d ago·via naukri.com

Analyst - Quality Control ( QC ) ( Wealth Management )

3-5 Yrs

Mumbai

4d ago·via naukri.com

Associate - Infras Production Management & Reliability Engineering

2-7 Yrs

Bangalore / Bengaluru

4d ago·via naukri.com

Return To Work Program 2025 - Finance

5-8 Yrs

Mumbai

4d ago·via naukri.com

Associate - ISG Operations Audit (Internal Audit)

3-6 Yrs

Mumbai

4d ago·via naukri.com

Analyst - Regulated Funds Coverage, Credit Risk

2-5 Yrs

Mumbai

6d ago·via naukri.com

Associate - Equity Strats ( Research )

2-5 Yrs

Mumbai

6d ago·via naukri.com
write
Share an Interview