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Senior Manager - ISG CRT Supervision Team_ISG Management
9-12 years
₹ 10 - 46L/yr (AmbitionBox estimate)
This is an estimate of the average salary range for this
position. It has not been reviewed by the company, and
the actual salary may differ.
Mumbai
1 vacancy
Senior Manager - ISG CRT Supervision Team_ISG Management
Morgan Stanley
posted 1mon ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
*
Company Profile
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firms employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
Department Profile
The Central Risk team within Institutional Securities Group (ISG) provides oversight of regulatory and firm requirements for supervision, Surveillance , entitlements, and information security by performing in-depth assessments and implementing consistent programmatic coverage globally for Institutional Equities, Fixed Income, Global Capital Markets, Investment Banking and Research. The team seeks to ensure front-office compliance with all applicable rules and regulations governing the firm, as well as adherence to internal standards, controls, and policies.
The ISG Central Risk team fulfils a front office advisory role as the first line of defence. The scope includes escalation, oversight, project execution, control ownership and is the default owner for many division-wide audit and regulatory issues.
Responsibilities Include:
Reviewing internal policy breaches on a daily basis, investigate, educate and escalate as necessary
Trend and identify repeat behaviours and establish a process to address recurrence
Reviewing electronic communications and escalating where these are not in line with internal policies
Create management reports to highlight issues, trends, new regulatory changes etc.
Support BU projects to create, enhance or develop procedures/protocols.
Engaging with other regional RCG teams to focus on and deliver increased automation and standardization across applicable surveillance processes
Engaging with ISG contacts and other stakeholders to build awareness of Non- Financial Risk and RCG s continued focus on proactive and effective surveillance and supervision
Drive discussion with relevant Risk and Compliance contacts to validate the existing review process and alert disposition logic
Help ensure that ISG activities comply with relevant legal, regulatory and Firm requirements
Partner with stakeholders to design and implement new reports to assist with the Firm keeping pace with the evolving Regulatory environment
Partner in projects related to improving the review process, reduce false positives or further enhance the report logic
* Skills required
Management Graduate/ Master s in Commerce/Chartered Accountant
Employment Type: Full Time, Permanent
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What people at Morgan Stanley are saying
Rating based on 168 Senior Manager
reviews
Anonymous · Pharmaceutical & Biotechnology
in Bengaluru
Likes
Decent Package Free Cab Discount on food
Dislikes
No professional growth A lot of politics No work life balance
Read 168 reviewsSenior Manager salary at Morgan Stanley
reported by
2.5k
employees
with 5-15
years exp.
₹15.9
L/yr - ₹54
L/yr
57%
more
than the average Senior Manager Salary in India
View more details
What Morgan Stanley employees are saying about work life
based on 1.4k employees
Flexible timing
Monday to Friday
No travel
Day Shift
Morgan Stanley Benefits
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Morgan Stanley Mumbai Office Locations
Mumbai Office
Morgan Stanley India Co. Private Limited, 18F, Tower 2, One Indiabulls Centre 841, Senapati Bapat Marg
Mumbai
Maharashtra 400013
Maharashtra 400013
Mumbai Office
Morgan Stanley, Athena, Bldg. No. 5, Sector 30, Mindspace, Goregaon West
Mumbai
Maharashtra 400090
Maharashtra 400090
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