Inhouse Legal Manager - NBFC - CS/LLB/LLM/CA (5-7 yrs)

Inhouse | Legal Manager |NBFC | Mumbai

Our client, a well-established medium-sized retailer specializing in jewelry and accessories, is seeking to set up an NBFC in Mumbai.

Role and Responsibility:

1. Responsible for managing legal, compliance, and financial processes during the setup of the NBFC and its initial operations.

2. Preparing and submitting all necessary documentation for obtaining the NBFC license with the RBI, ensuring compliance with all legal and regulatory requirements.

3. Liaising with regulatory authorities and ensure that the licensing process progresses efficiently, addressing any queries or additional documentation requests from the RBI.

4. Assisting in drafting and maintaining internal policies and procedures to ensure compliance with RBI guidelines and other statutory requirements.

5. Working with external legal counsel to manage legal matters related to the NBFC setup.

6. Continuously monitoring compliance and legal requirements during the NBFC setup phase, ensuring that all regulatory obligations are met.

A successful Legal Manager NBFC should have:

1. 5-7 years of overall experience in legal management.

2. Open to travel to Surat for meeting promoters.

3. Experience in a finance or legal/compliance role within the financial services industry, preferably with experience in NBFC or banking.

4. Candidate should come with experience of dealing with NBFC licensing or working with RBI regulations is highly preferred.

Education :

- LLM mandatory, CA or CS added advantage